RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• W•••••• W••••••
- F••••••• F•••••••• G••••• I••• state registered currentsince Dec 6, 2017 · F••••••• Hills, Az
- C••••• W••••• A•••••••• L•• independent RIAAug 15, 2017 to Jan 16, 2018 · Peoria, Az
- W•• A•••••••• L• formerOct 20, 2010 to Aug 30, 2017 · Peoria, Az
- W•••••• W••••• A•••••••• L•• unclassifiedOct 23, 2009 to Apr 6, 2011 · Peoria, Az
- C••••• W••••• A•••••••• L•• to F••••••• F•••••••• G••••• I•••left Jan 16, 2018, registered Dec 6, 2017 (-41 days) · Other
- W•• A•••••••• L• to C••••• W••••• A•••••••• L••left Aug 30, 2017, registered Aug 15, 2017 (-15 days) · Other · moved with a team
- W•••••• W••••• A•••••••• L•• to W•• A•••••••• L•left Apr 6, 2011, registered Oct 20, 2010 (-168 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address