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R•••••• L••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist23 years in industry

R•••••• L••• M•••

Advisor at B•••••• F•••••••• S••••••••• I•••

CANTON, OH

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Search this name across graphsid dfx:ria:8abdb3f6-be8d-ca5c-d398-661a521c764d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• S••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F•••••••• S••••••••• I•••	State registered	Apr 27, 2004	n/a	yes	CANTON, OH\|CANTON, OH	Current employment
C••••••••• C•••••• A•••••••	Former SEC adviser	Mar 11, 2003	Jul 22, 2004	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• A•••••••	B•••••• F•••••••• S••••••••• I•••	Jul 22, 2004	Apr 27, 2004	-86	Firm change after gap	Other

Relationships

Registered with (2)

→ B•••••• F•••••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 27, 2004 to presentfactForm ADV
→ C••••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Mar 11, 2003 to Jul 22, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8abdb3f6-be8d-ca5c-d398-661a521c764d
First observed: Mar 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.