This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

May 6, 2015

First registration

May 3, 2019

Dual registered

yes, broker-dealer

Other names

BEN M HALL|Ben Hall|Benjamin M Hall

IAPD individual key

6317847

• Occurred

  Feb 5, 2026
  Advisor changed firm

  Benjamin Michael Hall left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2026-02-05)

  Form ADVobserved 3 days ago
• Occurred

  Jan 20, 2026
  Advisor changed firm

  Benjamin Michael Hall left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-01-14)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8ac31860-71a3-c7fc-2e83-2ee2d58501d8

First observed

May 3, 2019

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.