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Advisor at LPL FINANCIAL LLC
YOUNGSTOWN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 5, 2026 | n/a | yes | YOUNGSTOWN, OH | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | Aug 4, 2026 | no | YOUNGSTOWN, OH|NEW ORLEANS, LA | Previous registration |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Jun 28, 2010 | Nov 1, 2021 | no | CORTLAND, OH|YOUNGSTOWN, OH | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Oct 20, 2008 | Jul 22, 2010 | no | CORTLAND, OH | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 3, 2007 | Jan 4, 2008 | no | CHESTERFIELD, MO|CORTLAND, OH | Previous registration |
| FFP ADVISORY SERVICES INC | n/a | Apr 4, 2006 | Jan 3, 2007 | no | CORTLAND, OH | Previous registration |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Nov 12, 2004 | Apr 3, 2006 | no | CORTLAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | LPL FINANCIAL LLC | Aug 4, 2026 | Aug 5, 2026 | 1 | Firm change | Ibd to ibd |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| FIRST ALLIED ADVISORY SERVICES, INC. | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Jul 22, 2010 | Jun 28, 2010 | -24 | Firm change | Other |
| FFP ADVISORY SERVICES INC | FIRST ALLIED ADVISORY SERVICES, INC. | Jan 3, 2007 | Jan 3, 2007 | 0 | Bulk transfer | Other |
| MOMENTUM INDEPENDENT NETWORK INC. | FFP ADVISORY SERVICES INC | Apr 3, 2006 | Apr 4, 2006 | 1 | Firm change | Other |