DFX Intelligence

A•• M•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•• M•••• W•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BUFFALO, NY

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Search this name across graphsid dfx:ria:8ac67065-41f4-6fb4-0d78-8ac56fbb1859

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 20, 2023	n/a	yes	BUFFALO, NY	Current employment
M••••• S••••••	Wirehouse	Sep 27, 2018	Feb 16, 2023	no	Buffalo, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Feb 16, 2023	Jan 20, 2023	-27	Firm change	Wirehouse to wirehouse
S•••••••• A•••• M••••••••• I•••	M••••• S••••••	Oct 11, 2018	Sep 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:NY:2023-02-16	Feb 16, 2023	Jan 20, 2023	BUFFALO, NY	Firm change

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 27, 2018 to Feb 16, 2023factForm ADV
→ S•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2017 to Oct 11, 2018factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Feb 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ac67065-41f4-6fb4-0d78-8ac56fbb1859
First observed: Dec 21, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.