DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••• W••••• S••••••••• I•••
OSHKOSH, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••• W••••• S••••••••• I••• | Independent wealth | Dec 4, 2024 | n/a | yes | OSHKOSH, WI | Current employment |
| W••••••• W••••• S••••••••• I••• | Independent wealth | Mar 16, 2015 | Dec 31, 2016 | no | OSHKOSH, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• P•••••••• L•• | W••••••• W••••• S••••••••• I••• | Apr 1, 2015 | Mar 16, 2015 | -16 | Firm change | Other |
| B•••• T•••• I••••••••• A••••••• | R••••••• P•••••••• L•• | May 15, 2007 | Jul 25, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106432:175126:WI:2015-04-01 | Apr 1, 2015 | Mar 16, 2015 | MEQUON, WI | Firm change |
| R••••••• P•••••••• L•• | Other adviser | Jul 25, 2007 | Apr 1, 2015 | no | MEQUON, WI | Previous registration |
| B•••• T•••• I••••••••• A••••••• | Former SEC adviser | Feb 20, 2004 | May 15, 2007 | no | OSHKOSH, WI | Previous registration |
| 71 |
| Firm change |
| Other |