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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WINDWARD WEALTH STRATEGIES, INC.

CRD 175126

OSHKOSH, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2644716-9e24-4ef6-834a-e3769bf6b561

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2015 to Mar 6, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $251MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $251M
Private client RAUM: $202MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $126Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 397
Individual clients: 294
High net worth clients: 100
SEC number: 801-81031
CRD: 175126
Filings on the tape: 30
First filed: Feb 19, 2015
Latest filed: Mar 6, 2026
Organised: Corporation, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY BRYAN PIERCE	n/a	OSHKOSH, WI	1	33	3	no
KIM M MOLITOR	n/a	OSHKOSH, WI	1	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MOLITOR, KIM, M	Secretary	C	yes	04/2015	Feb 19, 2015	Mar 6, 2024
PIERCE, GREGORY, BRYAN	PRESIDENT & CIO	D	yes	04/2015	Feb 19, 2015	Mar 6, 2024
KNIGHT, CASSANDRA, ANN	CHIEF COMPLIANCE OFFICER	A	no	04/2015	Feb 19, 2015	Mar 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOX VALLEY PRO BASKETBALL, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$251M	$251M	3	2	0	n/a	n/a
2024	Mar 20, 2025	$202M	$163M	3	2	0	n/a	n/a
2023	Mar 6, 2024	$184M	$184M	3	2	0	n/a	n/a
2022	Mar 15, 2023	$166M	$166M	3	2	0	n/a	n/a
2021	Mar 10, 2022	$169M	$169M	4	3	0	n/a	n/a
2020	Mar 3, 2021	$173M	$173M	4	3	0	n/a	n/a
2019	Mar 11, 2020	$160M	$160M	4	3	0	n/a	n/a
2018	Mar 5, 2019	$157M	$157M	4	3	0	n/a	n/a
2017	Feb 5, 2018	$144M	$144M	5	4	0	n/a	n/a
2016	Mar 29, 2017	$162M	$162M	4	3	n/a	n/a	n/a
2015	Feb 18, 2016	$168M	$163M	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$251M	$202M	24.3%	$166M	14.7%	3	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
REINHART PARTNERS, LLC	2	Apr 1, 2015	Mar 16, 2015	MEQUON, WI	Team lift out	Other	15.4%

Relationships

Registered with (3)

← KIM M MOLITORAdvisorregistration: previous registration
Mar 16, 2015 to Dec 31, 2016factForm ADV
← GREGORY BRYAN PIERCEAdvisorregistration: previous registration
Mar 16, 2015 to Dec 31, 2016factForm ADV
← DEBRA LYNN ALLISON-AASBYAdvisorregistration: previous registration
Apr 17, 2017 to Aug 29, 2018factForm ADV

Controls (2)

← PIERCE, GREGORY, BRYANOwnerPRESIDENT & CIO, ownership code D, individual
Feb 19, 2015 to Mar 6, 2024factForm ADV
← MOLITOR, KIM, MOwnerSECRETARY, ownership code C, individual
Feb 19, 2015 to Mar 6, 2024factForm ADV

Owns (1)

← KNIGHT, CASSANDRA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Feb 19, 2015 to Mar 6, 2024factForm ADV

Moved with (1)

← REINHART PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Apr 1, 2015 to Mar 16, 2015factForm ADV

Dated events

Occurred
Feb 19, 2015
First Form ADV filing
Windward Wealth Strategies, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2644716-9e24-4ef6-834a-e3769bf6b561
First observed: Feb 19, 2015
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINDWARD WEALTH STRATEGIES, INC.

CRD 175126

OSHKOSH, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2644716-9e24-4ef6-834a-e3769bf6b561

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY BRYAN PIERCE

n/a

OSHKOSH, WI

KIM M MOLITOR

n/a

OSHKOSH, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MOLITOR, KIM, M

Secretary

yes

04/2015

Feb 19, 2015

Mar 6, 2024

PIERCE, GREGORY, BRYAN

PRESIDENT & CIO

yes

04/2015

Feb 19, 2015

Mar 6, 2024

KNIGHT, CASSANDRA, ANN

CHIEF COMPLIANCE OFFICER

04/2015

Feb 19, 2015

Mar 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOX VALLEY PRO BASKETBALL, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$251M

n/a

2024

Mar 20, 2025

$202M

$163M

n/a

2023

Mar 6, 2024

$184M

n/a

2022

Mar 15, 2023

$166M

n/a

2021

Mar 10, 2022

$169M

n/a

2020

Mar 3, 2021

$173M

n/a

2019

Mar 11, 2020

$160M

n/a

2018

Mar 5, 2019

$157M

n/a

2017

Feb 5, 2018

$144M

n/a

2016

Mar 29, 2017

$162M

n/a

2015

Feb 18, 2016

$168M

$163M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$251M

$202M

24.3%

$166M

14.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

REINHART PARTNERS, LLC

Apr 1, 2015

Mar 16, 2015

MEQUON, WI

Team lift out

Other

15.4%