DFX Intelligence

E•••••••• A• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

E•••••••• A• B•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Concord, NH

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Search this name across graphsid dfx:ria:8af4d2a0-86cc-295f-c08f-b57010da326f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 21, 2017	n/a	yes	Concord, NH	Current employment
A•••• A•••••••• L••	State registered	Aug 18, 2021	Jan 3, 2024	no	Concord, NH\|BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• A•••••••• L••	n/a	Jan 3, 2024	n/a	n/a	Departure no registered destination	Departure
O•••• F•• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 6, 2017	Nov 21, 2017	-15

Team moves

••• Locked

Team	Left	Joined	From	Kind
3870:134139:MA:2017-12-06	Dec 6, 2017	Nov 21, 2017	BRADFORD, MA	Firm change

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 21, 2017 to presentfactForm ADV
→ A•••• A•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2021 to Jan 3, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 31, 2017 to Dec 6, 2017factForm ADV
→ F•••••••• S••••••••• R••••••••• P•••••••

Dated events

Occurred
Jan 3, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8af4d2a0-86cc-295f-c08f-b57010da326f
First observed: Mar 4, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.