DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• A• B•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedConcord, Nhdual registrantIAPD 5972405

Feed of 09/14/2026

Also filed as E•••••••• Seitz

At current firm

8 y

since Nov 21, 2017

In the industry

20 y

since May 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Nov 21, 2017 · Concord, Nh
A•••• A•••••••• L•• state registered
Aug 18, 2021 to Jan 3, 2024 · Concord, Nh
O•••• F•• I••• former
Mar 31, 2017 to Dec 6, 2017 · Concord, Nh
F•••••••• S••••••••• R••••••••• P••••••• unclassified
Mar 11, 2016 to Jul 28, 2017 · Bedford, Nh
C••••••••• F•••••••• N•••••• national BD
Mar 4, 2016 to Apr 10, 2017 · Bedford, Nh

Moves

a registration end followed by a registration begin elsewhere

A•••• A•••••••• L•• to no registered destination
left Jan 3, 2024 · Departure, no registered destination
O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 6, 2017, registered Nov 21, 2017 (-15 days) · Other · moved with a team
F•••••••• S••••••••• R••••••••• P••••••• to O•••• F•• I•••
left Jul 28, 2017, registered Mar 31, 2017 (-119 days) · Other
C••••••••• F•••••••• N•••••• to F•••••••• S••••••••• R••••••••• P•••••••
left Apr 10, 2017, registered Mar 11, 2016 (-395 days) · Other

Signals

E•••••••• A• B••••• no longer registered at A•••• A•••••••• L••; no later IA registration on IAPD
Jan 3, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address