DFX Intelligence

A••••• M••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••••• M••••• S•••••••

Advisor at R•••••• J•••• • A••••••••• I•••

GROSSE POINTE FARMS, MI

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Search this name across graphsid dfx:ria:8afab730-7ec6-5709-c442-fb31b1829966

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Nov 3, 2023	n/a	yes	GROSSE POINTE FARMS, MI	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Dec 22, 2021	Nov 3, 2023	no	Grosse Point Farms, MI\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C••••••• P••••••• I••••••••• A•••••••• L••	Nov 7, 2023	Dec 22, 2021	-685	Firm change after gap	Other
C••••••• P••••••• I••••••••• A•••••••• L••	R•••••• J•••• • A••••••••• I•••	Nov 3, 2023	Nov 3, 2023

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Nov 7, 2023factForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2021 to Nov 3, 2023factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Nov 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8afab730-7ec6-5709-c442-fb31b1829966
First observed: Oct 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.