DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Martin Spearman

Raymond James & Associates, Inc.national BDGrosse Pointe Farms, Midual registrantIAPD 2712815

Feed of 09/14/2026

Also filed as Andy Spearman

At current firm

2 y

since Nov 3, 2023

In the industry

25 y

since Mar 30, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James & Associates, Inc. national BD current
since Nov 3, 2023 · Grosse Pointe Farms, Mi
Creative Planning Institutional Advisors, LLC institutional
Dec 22, 2021 to Nov 3, 2023 · Grosse Point Farms, Mi
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Nov 7, 2023 · Grosse Pointe Farms, Mi
First Allied Advisory Services, Inc. former
Apr 28, 2015 to Nov 12, 2020 · Bloomfield, Mi
Wells Fargo Advisors wirehouse
Oct 5, 2010 to Apr 6, 2015 · Birmingham, Mi

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Creative Planning Institutional Advisors, LLC
left Nov 7, 2023, registered Dec 22, 2021 (-685 days) · Other
Creative Planning Institutional Advisors, LLC to Raymond James & Associates, Inc.
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · Other
First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to First Allied Advisory Services, Inc.
left Apr 6, 2015, registered Apr 28, 2015 (22 days) · Other

Signals

Andrew Martin Spearman left Cetera Investment Advisers Llc for Creative Planning Institutional Advisors, Llc (registered 2021-12-22)
Nov 7, 2023 · Advisor changed firm · fact
Andrew Martin Spearman left Creative Planning Institutional Advisors, Llc for Raymond James & Associates, Inc. (registered 2023-11-03)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address