This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Apr 28, 2014

First registration

Oct 28, 2022

Dual registered

no

Other names

HEATHER NATALIE GARDNER|HEATHER NATALIE REZAB

IAPD individual key

6166324

• Occurred

  Aug 21, 2025
  Advisor changed firm

  Heather Rezab left Stifel, Nicolaus & Company, Incorporated for Punch & Associates Investment Management, Inc. (registered 2025-08-29)

  Form ADVobserved 6 days ago
• Occurred

  Sep 7, 2023
  Advisor changed firm

  Heather Rezab left Wells Fargo Advisors for Stifel, Nicolaus & Company, Incorporated (registered 2023-09-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8b003872-85ad-6181-d93c-da1a1ea756c0

First observed

Oct 28, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.