DFX Intelligence

K••••• L••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K••••• L••••• A••••••

Advisor at F••••• M••••• W••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:8b0326a5-6452-9964-b997-a6556b054ca0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• M••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Jan 27, 2026	n/a	yes	Enid, OK\|Oklahoma City, OK\|SPRINGFIELD, MO\|Tulsa, OK	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 15, 2021	Jan 20, 2026	no	TULSA, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F••••• M••••• W••••• A•••••••• L••	Jan 20, 2026	Jan 27, 2026	7	Firm change	Wirehouse to RIA
A••••• W••••• M•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
42057:7691:AR:2021-05-10	May 10, 2021	Apr 15, 2021	LOWELL, AR	Firm change

Relationships

Registered with (3)

→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 15, 2021 to Jan 20, 2026factForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 4, 2017 to May 10, 2021factForm ADV

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b0326a5-6452-9964-b997-a6556b054ca0
First observed: Aug 4, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.