DFX Intelligence

M•••••• R••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• R••• B•••••••••

Advisor at M•••••• A•••••••

Red Bank, NJ | RED BANK, NJ

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Search this name across graphsid dfx:ria:8b043442-d532-63cc-5eaa-764cb8e5aa74

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• A•••••••	State registered	Feb 12, 2026	n/a	yes	Red Bank, NJ\|RED BANK, NJ	Current employment
B•••• 3• S••••••• G••••	n/a	Sep 8, 2023	Feb 13, 2024	no	DURHAM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• 3• S••••••• G••••	M•••••• A•••••••	Feb 13, 2024	Feb 12, 2026	730	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••• 3• S••••••• G••••	Sep 8, 2021	Sep 8, 2023

Relationships

Registered with (3)

→ M•••••• A•••••••Registered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ B•••• 3• S••••••• G••••Registered adviserregistration: previous registration
Sep 8, 2023 to Feb 13, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 12, 2019 to Sep 8, 2021factForm ADV

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b043442-d532-63cc-5eaa-764cb8e5aa74
First observed: Jul 12, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.