K•••• K•••••••

Advisor at K•• W••••• P•••••••

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b06732b-2e08-b69a-10f2-5b5b6438f255

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• P•••••••	State registered	May 23, 2024	n/a	yes	NORTHBROOK, IL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 11, 2019	May 23, 2024	no	Northbrook, IL\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	K•• W••••• P•••••••	May 23, 2024	May 23, 2024	0	Firm change	Ibd to state RIA
T•• A•••••••• I•••	K••••• A••••••• S•••••••• L••	Dec 12, 2019	Dec 11, 2019

Relationships

Registered with (5)

→ K•• W••••• P•••••••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 11, 2019 to May 23, 2024factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Dec 4, 2012 to Dec 12, 2019factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

Occurred
May 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b06732b-2e08-b69a-10f2-5b5b6438f255
First observed: Jan 4, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.