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RIA / WealthAdvisor20 years in industry

BRIAN MURPHY O'ROURKE

Advisor at PRATO CAPITAL MANAGEMENT

WHITE PLAINS, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRATO CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 26, 2006
First registration: Jul 31, 2006
Dual registered: no
Other names: BRIAN MURPHY OROURKE
IAPD individual key: 5140418

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRATO CAPITAL MANAGEMENT	Independent wealth	Jan 26, 2018	n/a	yes	WHITE PLAINS, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 5, 2007	Dec 18, 2017	no	DARIEN, CT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Nov 6, 2007	no	GREENWICH, CT	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 31, 2006	Apr 2, 2007	no	GREENWICH, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRATO CAPITAL MANAGEMENT	Dec 18, 2017	Jan 26, 2018	39	Firm change	Wirehouse to new firm
MORGAN STANLEY & CO. LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 6, 2007	Nov 5, 2007	-1	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PRATO CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jan 26, 2018 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 5, 2007 to Dec 18, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Nov 6, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 31, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.