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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

NDVR

NDVR, INC., CRD 310602

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b2db03f-1760-4c19-7d69-fd5e4de52c53

Data as of Apr 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 17
On other graphs: 0
Observed: Jan 8, 2021 to Apr 1, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $204MItem 5.F on the latest filing (2025-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $204M
Private client RAUM: $202MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 345
Individual clients: 42
High net worth clients: 112
Custody, client assets: $204M
SEC number: 801-120289
CRD: 310602
Filings on the tape: 15
First filed: Jan 8, 2021
Latest filed: Apr 1, 2025
Organised: Corporation, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, AMBER, DAWN	CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL	Na	yes	01/2024	Jan 23, 2024	Aug 29, 2024
BURKE, STEVEN, MATTHEW	TRUSTEE FOR THE SIMON FAMILY TRUSTS	Na	yes	12/2021	Feb 11, 2022	Aug 29, 2024
POLARIS PARTNERS GP VIII, L.L.C.	GENERAL PARTNER	F	yes	08/2019	Jan 8, 2021	Aug 29, 2024
POLARIS PARTNERS VIII, L.P.	SHAREHOLDER - SERIES A AND B PREFERRED STOCK	B	yes	08/2019	Jan 8, 2021	Aug 29, 2024
SIMON, MICHAEL, KELLY	CHIEF EXECUTIVE OFFICER / PRESIDENT / SECRETARY OF THE BOARD	B	yes	01/2019	Jan 8, 2021	Aug 29, 2024
THE SIMON FAMILY GKMMW IRREVOCABLE TRUST OF 2021	SHAREHOLDER - COMMON STOCK	B	no	12/2021	Feb 11, 2022	Aug 29, 2024
THE SIMON FAMILY MMMW IRREVOCABLE TRUST OF 2021	SHAREHOLDER - COMMON STOCK	B	no	12/2021	Feb 11, 2022	Aug 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Apr 1, 2025	$204M	$204M	14	8	n/a	n/a
2023	Mar 27, 2024	$175M	$175M	27	7	n/a	n/a
2022	Mar 17, 2023	$107M	$107M	50	17	n/a	n/a
2021	Jan 24, 2022	$109M	$109M	50	15	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$204M	$175M	16.2%	$109M	23.4%	14	27	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CLARO ADVISORS INC.	2	Mar 20, 2026	Jan 7, 2026	WINCHESTER, MA	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (5)

← JORDAN MEURRIER PEDRONAdvisorregistration: previous registration
Apr 1, 2025 to Mar 20, 2026factForm ADV
← BRADEN FARLEY OSTENAdvisorregistration: previous registration
Jan 11, 2022 to Mar 20, 2026factForm ADV
← HEATH EDWARD HAMPTONAdvisorregistration: previous registration
Jul 13, 2023 to Oct 31, 2023factForm ADV
← JOSHUA ERIC COLEAdvisorregistration: previous registration
Feb 28, 2023 to Oct 31, 2023factForm ADV
← ERIC PRESTON SCRUGGSAdvisorregistration: previous registration
Feb 8, 2021 to Mar 14, 2023factForm ADV

Moved with (1)

→ CLARO ADVISORS INC.Registered adviser2 advisors, team lift out, same day
Mar 20, 2026 to Jan 7, 2026factForm ADV

Controls (5)

← BURKE, STEVEN, MATTHEWOwnerTRUSTEE FOR THE SIMON FAMILY TRUSTS, ownership code NA, individual
Feb 11, 2022 to Aug 29, 2024factForm ADV
← BAKER, AMBER, DAWNOwnerCHIEF COMPLIANCE OFFICER / GENERAL COUNSEL, ownership code NA, individual
Jan 23, 2024 to Aug 29, 2024factForm ADV
← SIMON, MICHAEL, KELLYOwnerCHIEF EXECUTIVE OFFICER / PRESIDENT / SECRETARY OF THE BOARD, ownership code B, individual
Jan 8, 2021 to Aug 29, 2024factForm ADV
← POLARIS PARTNERS GP VIII, L.L.C.OwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 8, 2021 to Aug 29, 2024factForm ADV
← POLARIS PARTNERS VIII, L.P.OwnerSHAREHOLDER - SERIES A AND B PREFERRED STOCK, ownership code B, domestic entity
Jan 8, 2021 to Aug 29, 2024factForm ADV

Owns (2)

← THE SIMON FAMILY GKMMW IRREVOCABLE TRUST OF 2021OwnerSHAREHOLDER - COMMON STOCK, ownership code B, domestic entity
Feb 11, 2022 to Aug 29, 2024factForm ADV
← THE SIMON FAMILY MMMW IRREVOCABLE TRUST OF 2021OwnerSHAREHOLDER - COMMON STOCK, ownership code B, domestic entity
Feb 11, 2022 to Aug 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 20, 2026
Team lift-out
2 advisors left Ndvr (Winchester, MA) for Claro Advisors Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 20, 2026
Advisor changed firm
Braden Farley Osten left Ndvr for Claro Advisors Inc. (registered 2026-01-07)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2026
Advisor changed firm
Jordan Meurrier Pedron left Ndvr for Claro Advisors Inc. (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Aug 29, 2024
Control person left
Emil David Barrett (Director) no longer on Schedule A of Ndvr (listed 2024-03-27, absent 2024-08-29)
Form ADVobserved 4 days ago
Occurred
Aug 29, 2024
Control person left
Hoi-Yee Stephanie Lo (Chief Research Officer) no longer on Schedule A of Ndvr (listed 2024-03-27, absent 2024-08-29)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Control person left
Alexander Lauren Quint (Chief Financial Officer / Treasurer) no longer on Schedule A of Ndvr (listed 2024-01-23, absent 2024-03-27)
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Control person joined
Alexander Lauren Quint (Chief Financial Officer / Treasurer) appeared on Schedule A of Ndvr
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Control person joined
Dawn Amber Baker (Chief Compliance Officer / General Counsel) appeared on Schedule A of Ndvr
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Control person joined
Hoi-Yee Stephanie Lo (Chief Research Officer) appeared on Schedule A of Ndvr
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Control person left
(Nmn) Roni Israelov (President/Chief Investment Officer) no longer on Schedule A of Ndvr (listed 2023-08-16, absent 2024-01-23)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2023
Advisor changed firm
Heath Edward Hampton left Ndvr for Origin Investment Advisory Llc (registered 2025-12-12)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2023
Advisor changed firm
Joshua Eric Cole left Ndvr for Fisher Investments (registered 2023-12-12)
Form ADVobserved 4 days ago
Occurred
Aug 16, 2023
Control person left
Daniel Peter Stahl (General Counsel/Chief Compliance Officer/Chief Administrative Officer) no longer on Schedule A of Ndvr (listed 2023-07-31, absent 2023-08-16)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2023
Advisor changed firm
Eric Preston Scruggs left Ndvr for Hark Financial Planning (registered 2023-03-30)
Form ADVobserved 4 days ago
Occurred
Feb 11, 2022
Control person joined
Matthew Steven Burke (Trustee For The Simon Family Trusts) appeared on Schedule A of Ndvr
Form ADVobserved 4 days ago
Occurred
Jan 8, 2021
First Form ADV filing
Ndvr filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Ndvr no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $203.8M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b2db03f-1760-4c19-7d69-fd5e4de52c53
First observed: Jan 8, 2021
Last observed: Apr 1, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NDVR

NDVR, INC., CRD 310602

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b2db03f-1760-4c19-7d69-fd5e4de52c53

Data as of Apr 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, AMBER, DAWN

CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL

yes

01/2024

Jan 23, 2024

Aug 29, 2024

BURKE, STEVEN, MATTHEW

TRUSTEE FOR THE SIMON FAMILY TRUSTS

yes

12/2021

Feb 11, 2022

Aug 29, 2024

POLARIS PARTNERS GP VIII, L.L.C.

GENERAL PARTNER

yes

08/2019

Jan 8, 2021

Aug 29, 2024

POLARIS PARTNERS VIII, L.P.

SHAREHOLDER - SERIES A AND B PREFERRED STOCK

yes

08/2019

Jan 8, 2021

Aug 29, 2024

SIMON, MICHAEL, KELLY

CHIEF EXECUTIVE OFFICER / PRESIDENT / SECRETARY OF THE BOARD

yes

01/2019

Jan 8, 2021

Aug 29, 2024

THE SIMON FAMILY GKMMW IRREVOCABLE TRUST OF 2021

SHAREHOLDER - COMMON STOCK

12/2021

Feb 11, 2022

Aug 29, 2024

THE SIMON FAMILY MMMW IRREVOCABLE TRUST OF 2021

SHAREHOLDER - COMMON STOCK

12/2021

Feb 11, 2022

Aug 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 1, 2025

$204M

n/a

2023

Mar 27, 2024

$175M

n/a

2022

Mar 17, 2023

$107M

n/a

2021

Jan 24, 2022

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$204M

$175M

16.2%

$109M

23.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CLARO ADVISORS INC.

Mar 20, 2026

Jan 7, 2026

WINCHESTER, MA

Team lift out

RIA to RIA

100.0%