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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Colleyville, TX | Irving, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 13, 2017 | n/a | yes | Irving, TX|Colleyville, TX | Current employment |
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | Former SEC adviser | Jun 20, 2017 | Sep 20, 2017 | no | Richardson, TX|PETALUMA, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 1, 2016 | Jun 5, 2017 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 20, 2017 | Oct 13, 2017 | 23 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | Jun 5, 2017 | Jun 20, 2017 | 15 | Firm change | Other |