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Advisor at FTN CAPITAL MANAGEMENT
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FTN CAPITAL MANAGEMENT | State registered | Jun 13, 2025 | n/a | yes | LITTLETON, CO | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | Jun 23, 2022 | no | LITTLETON, CO|NEW ORLEANS, LA | Previous registration |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Jun 24, 2020 | Nov 1, 2021 | no | LITTLETON, CO|PITTSBURGH, PA | Previous registration |
| FTN CAPITAL MANAGEMENT | State registered | May 7, 2013 | Dec 31, 2017 | no | LITTLETON, CO | Previous registration |
| CAPSTONE INVESTMENT FINANCIAL GROUP, INC. | Former SEC adviser | Dec 14, 2011 | Jan 2, 2013 | no | COLORADO SPRINGS, CO | Previous registration |
| GERONIMO FINANCIAL ASSET MANAGEMENT, LLC | n/a | Jun 16, 2006 | May 22, 2007 | no | DENVER, CO | Previous registration |
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Oct 15, 2003 | Nov 4, 2004 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | FTN CAPITAL MANAGEMENT | Jun 23, 2022 | Jun 13, 2025 | 1,086 | Firm change after gap | Ibd to state RIA |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| FTN CAPITAL MANAGEMENT | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Dec 31, 2017 | Jun 24, 2020 | 906 | Firm change after gap | Other |
| CAPSTONE INVESTMENT FINANCIAL GROUP, INC. | FTN CAPITAL MANAGEMENT | Jan 2, 2013 | May 7, 2013 | 125 | Firm change | Other |
| GERONIMO FINANCIAL ASSET MANAGEMENT, LLC | CAPSTONE INVESTMENT FINANCIAL GROUP, INC. | May 22, 2007 | Dec 14, 2011 | 1,667 | Firm change after gap | Other |
| GENEOS WEALTH MANAGEMENT, INC. | GERONIMO FINANCIAL ASSET MANAGEMENT, LLC | Nov 4, 2004 | Jun 16, 2006 | 589 | Firm change after gap | Other |