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Advisor at HIGHTOWER ADVISORS, LLC
Lexington, MA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 19, 2022 | n/a | yes | Lexington, MA|CHICAGO, IL | Current employment |
| THOMPSON WEALTH MANAGEMENT, LTD. | Former SEC adviser | Aug 31, 2021 | Jan 17, 2022 | no | CONCORD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THOMPSON WEALTH MANAGEMENT, LTD. | HIGHTOWER ADVISORS, LLC | Jan 17, 2022 | Jan 19, 2022 | 2 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108313:145323:MA:2022-01-17 | Jan 17, 2022 | Jan 19, 2022 | CONCORD, MA | Firm change |