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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THOMPSON WEALTH MANAGEMENT, LTD.

CRD 108313

CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca092219-bf95-78fe-ecd9-02ae5e3eb9a1

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 1
Observed: Mar 29, 2012 to Mar 30, 2021
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Thompson Wealth Management, Ltd.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $310MItem 5.F on the latest filing (2021-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $308M
Private client RAUM: $280MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 525
Individual clients: 17
High net worth clients: 93
Custody, client assets: $61.2M
SEC number: 801-39460
CRD: 108313
Filings on the tape: 26
First filed: Mar 29, 2012
Latest filed: Mar 30, 2021
Organised: Corporation, Massachusetts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TWM MONUMENT PARTNERS, LLC	Private Equity Fund	$703,997	Sep 1, 2017	15	Mar 14, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
THOMPSON, BRUCE, PRICE	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	05/1994	Mar 29, 2012	Mar 30, 2021
RICHARDT, ANDREW, DAMIEN	VICE PRESIDENT OF FINANCIAL PLANNING	Na	no	12/2016	Aug 1, 2017	Mar 30, 2021
THOMPSON, MARIANNE, MCDONALD	Director	Na	no	12/2016	Mar 29, 2012	Mar 30, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 26, 2021	$310M	$308M	6	2	0	n/a	n/a
2019	Mar 16, 2020	$268M	$265M	6	2	0	n/a	n/a
2018	Mar 18, 2019	$267M	$264M	6	2	0	n/a	n/a
2017	Mar 28, 2018	$265M	$263M	6	2	0	n/a	n/a
2016	Mar 27, 2017	$243M	$241M	5	3	n/a	1	$512,412
2015	Mar 14, 2016	$193M	$191M	5	3	n/a	1	$512,412
2014	Mar 30, 2015	$173M	$170M	4	3	n/a	n/a	n/a
2013	Mar 13, 2014	$156M	$154M	5	2	n/a	n/a	n/a
2012	Mar 23, 2013	$125M	$123M	3	2	n/a	n/a	n/a
2011	Mar 29, 2012	$113M	$109M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$310M	$268M	15.8%	$265M	5.3%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	3	Jan 17, 2022	Feb 13, 2022	CONCORD, MA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (1)

← THOMPSON, BRUCE, PRICEOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← RICHARDT, ANDREW, DAMIENOwnerVICE PRESIDENT OF FINANCIAL PLANNING, ownership code NA, individual
Aug 1, 2017 to presentfactForm ADV
← THOMPSON, MARIANNE, MCDONALDOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 17, 2022 to Feb 13, 2022factForm ADV

Registered with (4)

← Bruce Price ThompsonAdvisorregistration: previous registration
May 22, 2008 to Jan 17, 2022factForm ADV
← Peter SullivanAdvisorregistration: previous registration
Aug 31, 2021 to Jan 17, 2022factForm ADV
← Andrew RichardtAdvisorregistration: previous registration
May 22, 2008 to Jan 17, 2022factForm ADV
← JUSTIN SILVERMANAdvisorregistration: previous registration
Oct 25, 2010 to Apr 26, 2012factForm ADV

Advises (1)

→ TWM MONUMENT PARTNERS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 14, 2016 to Sep 1, 2017factForm ADV

Dated events

Occurred
Jan 17, 2022
Firm absorbed
Thompson Wealth Management, LTD.'s advisors moved to Hightower Advisors, LLC (Concord, MA): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Jan 17, 2022
Advisor changed firm
Andrew Richardt left Thompson Wealth Management, Ltd. for Hightower Advisors, Llc (registered 2022-01-19)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2022
Advisor changed firm
Bruce Price Thompson left Thompson Wealth Management, Ltd. for Hightower Advisors, Llc (registered 2022-02-13)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2022
Advisor changed firm
Peter Sullivan left Thompson Wealth Management, Ltd. for Hightower Advisors, Llc (registered 2022-01-19)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca092219-bf95-78fe-ecd9-02ae5e3eb9a1
First observed: Mar 29, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMPSON WEALTH MANAGEMENT, LTD.

CRD 108313

CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca092219-bf95-78fe-ecd9-02ae5e3eb9a1

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TWM MONUMENT PARTNERS, LLC

Private Equity Fund

$703,997

Sep 1, 2017

Mar 14, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

THOMPSON, BRUCE, PRICE

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

05/1994

Mar 29, 2012

Mar 30, 2021

RICHARDT, ANDREW, DAMIEN

VICE PRESIDENT OF FINANCIAL PLANNING

12/2016

Aug 1, 2017

Mar 30, 2021

THOMPSON, MARIANNE, MCDONALD

Director

12/2016

Mar 29, 2012

Mar 30, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 26, 2021

$310M

$308M

n/a

2019

Mar 16, 2020

$268M

$265M

n/a

2018

Mar 18, 2019

$267M

$264M

n/a

2017

Mar 28, 2018

$265M

$263M

n/a

2016

Mar 27, 2017

$243M

$241M

n/a

$512,412

2015

Mar 14, 2016

$193M

$191M

n/a

$512,412

2014

Mar 30, 2015

$173M

$170M

n/a

2013

Mar 13, 2014

$156M

$154M

n/a

2012

Mar 23, 2013

$125M

$123M

n/a

2011

Mar 29, 2012

$113M

$109M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$310M

$268M

15.8%

$265M

5.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Jan 17, 2022

Feb 13, 2022

CONCORD, MA

Firm absorbed

RIA to ibd

100.0%