DFX Intelligence

C••••••• D••••••• • R•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

C••••••• D••••••• • R•••• L••

CRD 160492

NEW YORK, NY

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Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 78
Dated events: 16
On other graphs: 3
Observed: Feb 11, 2012 to Apr 16, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••• D••••••• • R•••• L••

Private equity manager · cited, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

C••••••• D••••••• • R•••• L••

Capital provider to sponsors · cited, key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

C•••••• D••••••• • R••• L••

Manager with allocator commitments · cited, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $87B••• Locked
Discretionary RAUM: $87B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 271

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• D••••••• • R••• F••• X••• L•••	Private Equity Fund	$31B	Apr 16, 2026	3,539	Mar 31, 2023	reported	021-457104
C••••••• D••••••• • R••• F••• X•• L•••	Private Equity Fund	$18B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• ••• L••	S••• S••••••••• O• C••••••• D••••••• • R••• L••••••	E	yes	09/2010	Feb 11, 2012	Apr 30, 2024
C••• ••• L••	PRINCIPAL MEMBER OF C••• L•• (RELYING ADVISER)	D	yes	11/2010	Feb 11, 2012	Apr 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• ••••••• S••	n/a	n/a	n/a	Y	yes	n/a
C••• A••••••••• I•• L•••	n/a	n/a	n/a	Y	yes	n/a
C••• A••••••••• V• L•••••• P•••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$87B	$82B	6.3%	$67B	9.3%	271	252	0	0

Relationships

Advises (65)

→ C••• V•••• B••••••• P••••••• I••• L•••Private fundPrivate Equity Fund, IA
Apr 16, 2026 to presentfactForm ADV
→ C••••••• D••••••• • R••• F••• X••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ C••• F••• X•• S•••••••• P••••••• ••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ C••• A•••••• F••• X• L•••

Dated events

Order

Occurred
16 Apr 2026
Private fund first reported4 events
Private fund first reported: 4 on 16 Apr 2026
$45.6M to $1.7B
- ••• Locked$1.7B
- ••• Locked$866M
- ••• Locked$275M
Occurred
16 Apr 2026
Private fund gav change2 events
Private fund gav change: 2 on 16 Apr 2026
$924M to $961M
- ••• Locked$961M
- ••• Locked$924M
Occurred
28 Mar 2024
Control person left
••• Locked
Form ADV
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$13.1B
Occurred
19 Oct 2021
Control person left
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 11, 2012
Last observed: Apr 16, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• A••••••••• X•• C••••••••• L•••	Private Equity Fund	$1.3B	Apr 16, 2026	200	Mar 28, 2024	reported	021-487993
C••• M•••••• C••••••••• L•••	Private Equity Fund	$1.1B	Apr 16, 2026	5	Mar 31, 2021	reported	021-375291
C••••••• D••••••• • R••• F••• X••••• L•••	Private Equity Fund	$891M	Apr 16, 2026	4	Mar 31, 2023	reported	021-468568
C••••••• D••••••• • R••• F••• V•••• L•••	Private Equity Fund	$878M	Apr 16, 2026	569	Feb 11, 2012	reported	021-116320
C••• R•••• C••••••••• L•••	Private Equity Fund	$866M	Apr 16, 2026	23	Apr 16, 2026	reported	021-526268
C••••••• D••••••• • R••• F••• X••• L•••	Private Equity Fund	$860M	Apr 16, 2026	7	Mar 31, 2017	reported	021-277008
C••• E•• C••••••••• L•••	Private Equity Fund	$778M	Mar 27, 2015	36	Feb 11, 2012	dropped	021-158881
C••••••• D••••••• • R••• X•• ••••••••• L•••	Private Equity Fund	$714M	Mar 31, 2023	33	Mar 31, 2023	reported	021-457110
C••• M••••• C••••••••• L•••	Private Equity Fund	$663M	Apr 16, 2026	9	Mar 31, 2022	reported	021-417197
C••• A•••••• F••• X•• L•••	Private Equity Fund	$487M	Apr 16, 2026	48	Mar 31, 2021	reported	021-364047
C••• A•••••• F••• X• L•••	Private Equity Fund	$332M	Apr 16, 2026	48	Mar 29, 2018	reported	021-281921
C••• A•••••• F••• X••• L•••	Private Equity Fund	$289M	Apr 16, 2026	48	Mar 28, 2024	reported	021-486044
S•••••••• P••••••• ••• L•••	Private Equity Fund	$275M	Apr 16, 2026	2	Apr 16, 2026	reported	n/a
C••••••• D••••••• • R••• F••• V• L•••••• P•••••••••	Private Equity Fund	$230M	Apr 16, 2026	88	Feb 11, 2012	reported	021-9999999999
C•• C••• C••••••••• L•••	Private Equity Fund	$182M	Apr 23, 2013	45	Feb 11, 2012	dropped	021-84025

All 13 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• T••••••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Oct 1, 2018	Apr 30, 2024
S••••••• R••••••• J••••	CO-PRESIDENT	Na	yes	01/2020	Mar 30, 2020	Apr 30, 2024
S••••••• N•••••• K••••	CHIEF EXECUTIVE OFFICER	Na	yes	01/2020	Mar 30, 2020	Apr 30, 2024

All 16 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• L••	n/a	n/a	n/a	Y	yes	n/a
C••• V•• A••••••••• I• ••••••••• L•••	n/a	n/a	n/a	Y	yes	n/a
C••• V•• A••••••••• I• L•••	n/a	n/a	n/a	Y	yes	n/a
C••••••• D••••••• • R••• B••••••••• G•••	n/a	n/a	n/a	Y	yes	n/a
K•••••• C•••••• I••••••••• M••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
P•••••••• C•••••• A••••••• L••••••	n/a	n/a	n/a	Y	no	n/a

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$15B	$15B	90	60	n/a	26	$15B
2014	Mar 27, 2015	$20B	$20B	80	50	n/a	26	$20B
2013	Mar 31, 2014	$21B	$21B	70	50	n/a	25	$21B
2012	Mar 28, 2013	$14B	$14B	70	40	n/a	24	$14B