DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••• D••••••• • R•••• L••
Latest filing Apr 16, 2026
First filing on the tape Feb 11, 2012 · 26 filings
SEC status approved since Mar 30, 2012
RAUM
$87B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
271
151 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
42
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$87B as of Apr 16, 2026
Mar 28, 2013$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 16, 2026
Mar 28, 20130 then
Employees (5.A)271 as of Apr 16, 2026
Mar 28, 201370 then
Private funds42 as of Apr 16, 2026
Mar 28, 201324 then
RAUM +6.3% over the last fiscal year+9.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $63B, 42 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$87B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 44reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $63B for 42 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
61 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• D••••••• • R••• F••• X••• L••• | Private Equity Fund | $25B | 3,490 | Mar 31, 2023 |
| C••••••• D••••••• • R••• F••• X•• L••• | Private Equity Fund | $15B | 1,497 | Mar 31, 2021 |
| C••••••• D••••••• • R••• F••• X• L••• | Private Equity Fund | $15B | 503 | Mar 31, 2017 |
| C••••••• D••••••• • R••• F••• I•• L••• | Private Equity Fund | $5.9B | 445 | Mar 31, 2014 |
| C••• V•••• B••••••• P••••••• I• L••• | Private Equity Fund | $4.1B | 171 | Mar 31, 2022 |
| C••• A••••••••• X•• C••••••••• L••• | Private Equity Fund | $1.6B | 159 | Mar 28, 2024 |
| C••• M•••••• C••••••••• L••• | Private Equity Fund | $1.4B | 29 | Mar 31, 2021 |
| C••••••• D••••••• • R••• F••• X•••• L••• | Private Equity Fund | $1.3B | 8 | Mar 31, 2021 |
| C••• F•••••••• C••••••••• L••• | Private Equity Fund | $1.3B | 49 | Mar 28, 2024 |
| C••••••• D••••••• • R••• X• ••••••••• L••• | Private Equity Fund | $1.3B | 33 | Mar 31, 2021 |
| C••••••• D••••••• • R••• F••• X••• L••• | Private Equity Fund | $1.3B | 10 | Mar 31, 2017 |
| C••••••• D••••••• • R••• F••• X•• ••••••••• S••• | Private Equity Fund | $1.1B | 170 | Mar 28, 2024 |
| C••••••• D••••••• • R••• F••• V•••• L••• | Private Equity Fund | $879M | 578 | Feb 11, 2012 |
| C••• E•• C••••••••• L•••no longer reported | Private Equity Fund | $778M | 36 | Feb 11, 2012 |
| C••••••• D••••••• • R••• F••• X••••• L••• | Private Equity Fund | $718M | 3 | Mar 31, 2023 |
| C••••••• D••••••• • R••• X•• ••••••••• L••• | Private Equity Fund | $714M | 33 | Mar 31, 2023 |
| C••• M••••• C••••••••• L••• | Private Equity Fund | $627M | 29 | Mar 31, 2022 |
| C••• A•••••• F••• X• L••• | Private Equity Fund | $460M | 54 | Mar 29, 2018 |
| C••• A•••••• F••• X•• L••• | Private Equity Fund | $361M | 60 | Mar 31, 2021 |
| C••••••• D••••••• • R••• F••• I•••• L••• | Private Equity Fund | $300M | 4 | Mar 27, 2015 |
| C••••••• D••••••• • R••• F••• V• L•••••• P••••••••• | Private Equity Fund | $230M | 133 | Feb 11, 2012 |
| C••• F••• X•• S•••••••• P••••••• ••• L••• | Private Equity Fund | $203M | 2 | Mar 28, 2024 |
| C••• B•••• C••••••••• L••• | Private Equity Fund | $202M | 28 | Mar 30, 2020 |
| C••• A•••••• F••• X••• L••• | Private Equity Fund | $194M | 41 | Mar 28, 2024 |
| C•• C••• C••••••••• L•••no longer reported | Private Equity Fund | $182M | 45 | Feb 11, 2012 |
| C••• B•••• C••••••••• S••• L••• | Private Equity Fund | $179M | 17 | Mar 30, 2020 |
| C••• F••• X•• S•••••••• P••••••• ••• L••• | Private Equity Fund | $152M | 2 | Mar 31, 2023 |
| C••• M•••••• C••••••••• A• L••• | Private Equity Fund | $150M | 2 | Mar 31, 2021 |
| C••• F••• X•• S•••••••• P••••••• ••• L••• | Private Equity Fund | $129M | 2 | Mar 28, 2024 |
| C•• R•• C••••••••• L•••no longer reported | Private Equity Fund | $108M | 17 | Feb 11, 2012 |
| C••••••• D••••••• • R••• F••• V• L•••••• P•••••••••no longer reported | Private Equity Fund | $105M | 63 | Feb 11, 2012 |
| C••• A•••••• F••• I•• L••• | Private Equity Fund | $78.5M | 46 | Mar 31, 2014 |
| C••• M•• C••••••••• L••• | Private Equity Fund | $76.4M | 1 | Mar 30, 2016 |
| C••• V•• A•••••• F••• I• L••• | Private Equity Fund | $71.7M | 6 | Mar 31, 2022 |
| C••• U•••••• E••••• H•••••••• L••• | Private Equity Fund | $60.6M | 3 | Mar 31, 2022 |
| C••• W••• E••••• H•••••••• L••• | Private Equity Fund | $57.8M | 1 | Mar 31, 2022 |
| C••• V•••• B••••••• P••••••• I• ••••••••• L••• | Private Equity Fund | $56.0M | 6 | Mar 31, 2022 |
| C•• S•• C••••••••• L•••no longer reported | Private Equity Fund | $54.5M | 42 | Feb 11, 2012 |
| C••• U••••• C••••••••• I•• L•••no longer reported | Private Equity Fund | $46.6M | 10 | Feb 11, 2012 |
| C••• U••••• C••••••••• L•••no longer reported | Private Equity Fund | $34.8M | 5 | Feb 11, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••• D•••••• J•• · Chairmancontrolsince 10/2009 · owns less than 5%
- G••••••••• J••••••• C•••• · Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- N••••• D••••• A••••• · Co-Presidentcontrolsince 01/2020 · owns less than 5%
- P••••••• T••••••••• M•••••• · Chief Compliance Officercontrolsince 10/2018 · owns less than 5%
- S••••••• R••••••• J•••• · Co-Presidentcontrolsince 01/2020 · owns less than 5%
- S••••••• N•••••• K•••• · Chief Executive Officercontrolsince 01/2020 · owns less than 5%
Entity owners
- C••• ••• L•• · Principal Member Of C••• L•• (Relying Adviser)direct · owns 50% to 75%
- C••••••• D••••••• • R••• H•••••••• L••• · Sole Managing Member Of C••••••• D••••••• • R•••• L••direct · owns 75% or more
- C••••••• D••••••• • R••• L•••••• · Sole Shareholder Of C••••••• D••••••• • R••• B••••••••• G••• ("C••• G•••") (Relying Adviser)direct · owns 75% or more
- C••• ••• L•• · Sole Shareholder Of C••••••• D••••••• • R••• L••••••indirect · owns 75% or more of C••••••• D••••••• • R••• L••••••
- C••••••• D••••••• • R••• H••••••• G•• L•• · General Partner Of Holdcoindirect · owns F of C••••••• D••••••• • R••• H•••••••• L••• ("Holdco")
- C••••••• D••••••• • R••• H•••••••• L••• · Sole Managing Member Of Uk LLCindirect · owns 75% or more of C••• ••• L••
- C••••••• D••••••• • R••• H•••••••• L•• · Sole And Managing Member Of Gp Midcoindirect · owns F of C••••••• D••••••• • R••• H••••••• G•• L••
Related persons
Schedule D 7.A
- C••• ••••••• S••investment advisery
- C••• A••••••••• I•• L•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• V• L•••••• P•••••••••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• V•••• L•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• X• L•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• X• ••••••••• L•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• X•• L•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• X•• ••••••••• G•• S•• R•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• X•• •••• L•••investment adviserbankpooled vehicle sponsory
- C••• A••••••••• X••• L•••investment adviserbankpooled vehicle sponsory
- C••• L••investment advisery
- C••• V•• A••••••••• I• ••••••••• L•••investment adviserbankpooled vehicle sponsory
- C••• V•• A••••••••• I• L•••investment adviserbankpooled vehicle sponsory
- C••••••• D••••••• • R••• B••••••••• G•••investment advisery
- K•••••• C•••••• I••••••••• M••••••• L••••••investment adviserbankpooled vehicle sponsorn
- P•••••••• C•••••• A••••••• L••••••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 157 to 151Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $81B to $63BMar 31, 2025 to Mar 27, 2026
- Employees · 252 to 271Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $82B to $87BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $82B to $87BMar 31, 2025 to Mar 27, 2026
- RAUM · $82B to $87BMar 31, 2025 to Mar 27, 2026
- Accounts · 40 to 44Apr 30, 2024 to Mar 31, 2025
- Advisory employees · 131 to 157Apr 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 38 to 42Apr 30, 2024 to Mar 31, 2025
- Assets in custody · $80B to $81BApr 30, 2024 to Mar 31, 2025
- Employees · 209 to 252Apr 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 30, 2024 to Mar 31, 2025
- Private funds · 38 to 42Apr 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $81B to $82BApr 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $81B to $82BApr 30, 2024 to Mar 31, 2025
- RAUM · $81B to $82BApr 30, 2024 to Mar 31, 2025
- Assets in custody · $79B to $80BMar 28, 2024 to Apr 30, 2024
- Discretionary RAUM · $80B to $81BMar 28, 2024 to Apr 30, 2024
- Pooled vehicle RAUM · $80B to $81BMar 28, 2024 to Apr 30, 2024
- RAUM · $80B to $81BMar 28, 2024 to Apr 30, 2024
- Accounts · 34 to 40Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 118 to 131Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 33 to 38Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $66B to $79BMar 31, 2023 to Mar 28, 2024
- Employees · 183 to 209Mar 31, 2023 to Mar 28, 2024
- Private funds · 33 to 38Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $67B to $80BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $67B to $80BMar 31, 2023 to Mar 28, 2024
- RAUM · $67B to $80BMar 31, 2023 to Mar 28, 2024
- Accounts · 29 to 34May 11, 2022 to Mar 31, 2023
- Advisory employees · 107 to 118May 11, 2022 to Mar 31, 2023
- Pooled vehicle clients · 28 to 33May 11, 2022 to Mar 31, 2023
- Assets in custody · $56B to $66BMay 11, 2022 to Mar 31, 2023
- Employees · 187 to 183May 11, 2022 to Mar 31, 2023
- Private funds · 28 to 33May 11, 2022 to Mar 31, 2023
- Discretionary RAUM · $57B to $67BMay 11, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $57B to $67BMay 11, 2022 to Mar 31, 2023
- RAUM · $57B to $67BMay 11, 2022 to Mar 31, 2023
- Assets in custody · $56B to $56BMar 31, 2022 to May 11, 2022
- Discretionary RAUM · $57B to $57BMar 31, 2022 to May 11, 2022
Signals
10 dated events
- James Kevin Conway (Vice Chairman) no longer on Schedule A of C••••••• D••••••• • R•••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- C••••••• D••••••• • R•••• L•• reported RAUM $56.6B, up 30% from $43.4B (2021-10-19 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A. Theresa Gore (Chief Financial Officer) no longer on Schedule A of C••••••• D••••••• • R•••• L•• (listed 2021-03-31, absent 2021-10-19)Oct 19, 2021 · Control person left · inference
- C••••••• D••••••• • R•••• L•• reported RAUM $43.4B, up 85% from $23.5B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- E•••• R••••••• (Managing Director Of Cd&R Gmbh) no longer on Schedule A of C••••••• D••••••• • R•••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- J••• B•••• (Managing Director Of Cd&R Gmbh) no longer on Schedule A of C••••••• D••••••• • R•••• L•• (listed 2019-10-23, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- E•••• R••••••• (Managing Director Of Cd&R Gmbh) appeared on Schedule A of C••••••• D••••••• • R•••• L••Mar 30, 2020 · Control person joined · fact
- Kerry Nathan Sleeper (Chief Executive Officer) appeared on Schedule A of C••••••• D••••••• • R•••• L••Mar 30, 2020 · Control person joined · fact
- Jason Richard Schnall (Co-President) appeared on Schedule A of C••••••• D••••••• • R•••• L••Mar 30, 2020 · Control person joined · fact
- Andrew David Novak (Co-President) appeared on Schedule A of C••••••• D••••••• • R•••• L••Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- C••••••• D••••••• • R•••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••• D••••••• • R•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clayton-dubilier-&-ricereportedpublic record, Form ADV, Sep 18, 2026
- Website
- cdr.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 407-5200reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026