DFX Intelligence

A••••• N••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A••••• N••••••• T•••••

Advisor at H••••• C••• W••••• M•••••••••

BAINBRIDGE ISLAND, WA

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Search this name across graphsid dfx:ria:8b57bda8-31a8-3679-5d3c-1edb7f803037

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• C••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C••• W••••• M•••••••••	Independent wealth	Sep 30, 2022	n/a	yes	BAINBRIDGE ISLAND, WA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 4, 2020	Oct 4, 2022	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	H••••• C••• W••••• M•••••••••	Oct 4, 2022	Sep 30, 2022	-4	Firm change	Ibd to RIA
H•••••• T••••••• • K•••• L••	O•••• W•••••• I•••	Nov 2, 2020	Nov 4, 2020

Relationships

Registered with (3)

→ H••••• C••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 4, 2020 to Oct 4, 2022factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jan 15, 2020 to Nov 2, 2020factForm ADV

Dated events

Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b57bda8-31a8-3679-5d3c-1edb7f803037
First observed: Jan 15, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.