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H••••• C••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H••••• C••• W••••• M•••••••••

H••••• C••• W••••• M•••••••••, LLC, CRD 318677

BAINBRIDGE ISLAND, WA

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Search this name across graphsid dfx:ria:005003fc-c129-0832-34d5-60483ec971a5

Data as of Feb 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Feb 23, 2022 to Feb 3, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $404MItem 5.F on the latest filing (2026-02-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $398M
Private client RAUM: $327MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•• E••••• E••••	n/a	BAINBRIDGE ISLAND, WA	4	36	3	no
A••••• K•••••• G••••••	n/a	BAINBRIDGE ISLAND, WA	4	20

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••• S••••• D•••	PRINCIPAL/INVESTMENT ADVISOR REPRESENTATIVE	E	yes	02/2022	Feb 23, 2022	Dec 13, 2024
E••••• R••• E•••••	PRINCIPAL/INVESTMENT ADVISOR REPRESENTATIVE	B	yes	02/2022	Feb 23, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•• S•••••••• C••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$404M	$335M	20.4%	$205M	25.3%	7	7	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O•••••••••	3	May 4, 2022	Mar 25, 2022	OVERLAND PARK, KS	Team lift out	Other	1.6%
O•••••••••	2	May 4, 2022	Mar 25, 2022

Relationships

Registered with (7)

← A••••• N••••••• T•••••Advisorregistration: current employment
Sep 30, 2022 to presentfactForm ADV
← R•• E••••• E••••Advisorregistration: current employment
Mar 25, 2022 to presentfactForm ADV
← A••••• K•••••• G••••••Advisorregistration: current employment
Mar 25, 2022 to presentfactForm ADV
← S•••• D••• D••

Dated events

Occurred
Dec 13, 2024
Control person left
Darrell Martin (Principal/Member) no longer on Schedule A of H••••• C••• W••••• M••••••••• (listed 2024-08-28, absent 2024-12-13)
Form ADVobserved 7 days ago
Occurred
Oct 28, 2022
Control person joined
Kristin Ashley Goggins (Chief Compliance Officer) appeared on Schedule A of H••••• C••• W••••• M•••••••••
Form ADVobserved 7 days ago
Occurred
May 4, 2022
Team lift-out
4 advisors left Onedigital (Overland Park, KS) for H••••• C••• W••••• M••••••••• on the same day
Form ADVobserved 7 days ago
4 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:005003fc-c129-0832-34d5-60483ec971a5
First observed: Feb 23, 2022
Last observed: Feb 3, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.