DFX Intelligence

T••••••• F•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

T••••••• F•••••• S•••••

Advisor at C••••• I••••••••• A••••••• L••

CARNEGIE, PA | PITTSBURGH, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	PITTSBURGH, PA	Current employment
S••••••••• B•••••••• S•••••••	State registered	Aug 18, 2020	n/a	yes	CARNEGIE, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••••••• B•••••••• S•••••••	Aug 18, 2020	Aug 18, 2020	0	Firm change	Ibd to state RIA
S••••••••• B•••••••• S•••••••	C••••• A•••••• N••••••• L••	Nov 26, 2019	Sep 3, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:6413:PA:2019-09-25	Sep 25, 2019	Sep 19, 2019	BRIDGEVILLE, PA	Firm change

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ S••••••••• B•••••••• S•••••••Registered adviserregistration: previous registration
Dec 11, 2012 to Nov 26, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2019 to Aug 18, 2020factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 11, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.