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Advisor at LPL FINANCIAL LLC
WEXFORD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 13, 2013 | n/a | yes | WEXFORD, PA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 17, 2009 | Dec 19, 2013 | no | PITTSBURGH, PA | Previous registration |
| FEDERATED INVESTMENT COUNSELING | Institutional manager | Nov 8, 2004 | Mar 27, 2008 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Dec 19, 2013 | Dec 13, 2013 | -6 | Firm change | Other |
| FEDERATED INVESTMENT COUNSELING | MSI FINANCIAL SERVICES, INC. | Mar 27, 2008 | Mar 17, 2009 | 355 | Firm change | Other |