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Advisor at D.H. HILL ADVISORS, INC.
KINGWOOD, TX | WAYNE, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.H. HILL ADVISORS, INC. | Independent wealth | Mar 2, 2015 | n/a | yes | WAYNE, NE|KINGWOOD, TX | Current employment |
| MONTICELLO INVESTMENT SERVICES, INC. | Former SEC adviser | Aug 1, 2014 | Oct 22, 2014 | no | WAYNE, NE|NEOSHO, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 31, 1997 | Jul 3, 2008 | no | WAYNE, NE|WAYNE, NE|WAYNE, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONTICELLO INVESTMENT SERVICES, INC. | D.H. HILL ADVISORS, INC. | Oct 22, 2014 | Mar 2, 2015 | 131 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MONTICELLO INVESTMENT SERVICES, INC. | Jul 3, 2008 | Aug 1, 2014 | 2,220 | Firm change after gap | Other |