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Advisor at LPL FINANCIAL LLC
LATHAM, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 16, 2024 | n/a | yes | LATHAM, NY | Current employment |
| MPWM ADVISORY SOLUTIONS LLC | Independent wealth | Sep 25, 2023 | Jun 3, 2024 | no | Albany, NY | Previous registration |
| WEALTHONE, LLC | Former SEC adviser | Jul 18, 2018 | Oct 2, 2023 | no | ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MPWM ADVISORY SOLUTIONS LLC | LPL FINANCIAL LLC | Jun 3, 2024 | May 16, 2024 | -18 | Firm change | RIA to ibd |
| WEALTHONE, LLC | MPWM ADVISORY SOLUTIONS LLC | Oct 2, 2023 | Sep 25, 2023 | -7 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169885:6413:NY:2024-06-03 | Jun 3, 2024 | May 16, 2024 | ALBANY, NY | Firm change |
| 284679:169885:NY:2023-10-02 | Oct 2, 2023 | Sep 25, 2023 | ALBANY, NY | Firm change |