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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MPWM ADVISORY SOLUTIONS LLC

CRD 169885

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58cf0903-c975-053d-7965-ab1107da7134

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 13
On other graphs: 0
Observed: Dec 11, 2013 to Mar 30, 2026
64 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=12.0
Regulatory AUM: $327MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $327M
Private client RAUM: $310MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $21.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 12
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,173
Individual clients: 497
High net worth clients: 76
Custody, client assets: $113M
SEC number: 801-78961
CIK: 2056693
CRD: 169885
Filings on the tape: 64
First filed: Dec 11, 2013
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TROY HOWELL HUTCHINSON	n/a	Roswell, GA \| ROSWELL, GA \| ALPHARETTA, GA	19	34	n/a	yes
STEVEN LAURENCE DOUGHERTY	n/a	ALPHARETTA, GA \| Alpharetta, GA	7	10	n/a	yes
STEVEN JOHN MAYER	n/a	Alpharetta, GA \| ALPHARETTA, GA	6	26	1	yes
BRIAN ASHLEY MULLINS	n/a	ALPHARETTA, GA \| Oak Ridge, TN	5	30	3	yes
DEREK MAURICE LAWSON	Certified Financial Planner	SUWANEE, GA \| Suwanee, GA \| ALPHARETTA, GA	5	18	4	yes
ROBERT JAY MILLER	n/a	ALPHARETTA, GA	4	25	n/a	yes
Evelyn Steinman Perez	n/a	Alpharetta, GA	3	14	n/a	yes
GINETTE MAYER	n/a	Alpharetta, GA \| ALPHARETTA, GA	3	12	n/a	yes
Ryan Myrick	n/a	Alpharetta, GA	3	13	1	yes
TIFFANY AYMOND KEEFE	n/a	Alpharetta, GA	3	19	n/a	yes
JOHN COLE BUFF	n/a	ALBANY, NY	2	20	2	yes
Laura Roesel Brannen	n/a	ALPHARETTA, GA \| Alpharetta, GA	2	11	1	yes
PHILIP JOHN PETERSEN	n/a	ALPHARETTA, GA	2	31	3	yes
WES PETERSON	n/a	ALPHARETTA, GA	1	26	4	yes
ADAM ROSS LEVY	n/a	New York, NY	0	18	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MAYER, STEVEN, JOHN	MANAGING PARTNER	E	yes	11/2013	Dec 11, 2013	Dec 23, 2024
Perez, Evelyn, Steinman	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Mar 13, 2023	Dec 23, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alpharetta	Ga	United States	3	yes
Albany	NY	United States	3	yes
Roswell	Ga	United States	1	yes
Statesboro	Ga	United States	1	yes
Watkinsville	Ga	United States	1	no
OAK RIDGE	Tn	United States	1	yes
Suwanee	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$327M	$327M	20	12	7	n/a	n/a
2024	Mar 27, 2025	$321M	$320M	20	13	7	n/a	n/a
2023	Mar 4, 2024	$316M	$316M	20	14	7	n/a	n/a
2022	Mar 15, 2023	$193M	$192M	19	10	4	n/a	n/a
2021	Mar 17, 2022	$218M	$218M	16	9	4	n/a	n/a
2020	Mar 5, 2021	$171M	$171M	15	7	2	n/a	n/a
2019	Mar 18, 2020	$125M	$125M	15	9	1	n/a	n/a
2018	Mar 15, 2019	$68.8M	$68.5M	5	5	1	n/a	n/a
2017	Feb 9, 2018	$64.5M	$36.0M	3	3	2	n/a	n/a
2016	Mar 10, 2017	$52.7M	$27.8M	3	3	n/a	n/a	n/a
2015	Feb 10, 2016	$47.6M	$22.9M	3	3	n/a	n/a	n/a
2014	Feb 6, 2015	$270M	$19.7M	3	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	13.3%	0	1	0	8	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$327M	$321M	2.0%	$193M	19.3%	20	20	7	7

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jun 3, 2024	May 16, 2024	ALBANY, NY	Team lift out	RIA to ibd	12.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHONE, LLC	3	Oct 2, 2023	Sep 25, 2023	ALBANY, NY	Team lift out	RIA to RIA	30.0%

Relationships

Registered with (21)

← ADAM ROSS LEVYAdvisorregistration: current employment
Dec 2, 2025 to presentfactForm ADV
← WES PETERSONAdvisorregistration: current employment
Apr 17, 2025 to presentfactForm ADV
← PHILIP JOHN PETERSENAdvisorregistration: current employment
Jul 2, 2024 to presentfactForm ADV
← Laura Roesel BrannenAdvisorregistration: current employment
Nov 29, 2023 to presentfactForm ADV
← JOHN COLE BUFFAdvisorregistration: current employment
Sep 25, 2023 to presentfactForm ADV
← TIFFANY AYMOND KEEFEAdvisorregistration: current employment
Sep 11, 2023 to presentfactForm ADV
← Ryan MyrickAdvisorregistration: current employment
Aug 14, 2023 to presentfactForm ADV
← GINETTE MAYERAdvisorregistration: current employment
Dec 1, 2022 to presentfactForm ADV
← Evelyn Steinman PerezAdvisorregistration: current employment
Nov 9, 2022 to presentfactForm ADV
← ROBERT JAY MILLERAdvisorregistration: current employment
Nov 29, 2021 to presentfactForm ADV
← DEREK MAURICE LAWSONAdvisorregistration: current employment
Apr 7, 2021 to presentfactForm ADV
← BRIAN ASHLEY MULLINSAdvisorregistration: current employment
Jan 12, 2021 to presentfactForm ADV
← STEVEN JOHN MAYERAdvisorregistration: current employment
Nov 5, 2019 to presentfactForm ADV
← STEVEN LAURENCE DOUGHERTYAdvisorregistration: current employment
Apr 16, 2019 to presentfactForm ADV
← TROY HOWELL HUTCHINSONAdvisorregistration: current employment
Feb 12, 2019 to presentfactForm ADV
← PATRICK ALLAN THOMASAdvisorregistration: previous registration
May 28, 2026 to Aug 5, 2026factForm ADV
← MATHEW TODD GOLDBERGAdvisorregistration: previous registration
Aug 10, 2021 to Jan 29, 2026factForm ADV
← LEE STENNESAdvisorregistration: previous registration
Feb 7, 2020 to May 9, 2025factForm ADV
← ADAM CHRISTOPHER KNAUSTAdvisorregistration: previous registration
Sep 25, 2023 to Jun 3, 2024factForm ADV
← Nicholas Reid KopffAdvisorregistration: previous registration
Sep 25, 2023 to Jun 3, 2024factForm ADV
← AGUSTIN HERNANDEZAdvisorregistration: previous registration
Sep 4, 2021 to Mar 18, 2024factForm ADV

Controls (2)

← MAYER, STEVEN, JOHNOwnerMANAGING PARTNER, ownership code E, individual
Dec 11, 2013 to Dec 23, 2024factForm ADV
← Perez, Evelyn, SteinmanOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 13, 2023 to Dec 23, 2024factForm ADV

Moved with (2)

→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jun 3, 2024 to May 16, 2024factForm ADV
← WEALTHONE, LLCRegistered adviser3 advisors, team lift out, same day
Oct 2, 2023 to Sep 25, 2023factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
Patrick Allan Thomas left Mpwm Advisory Solutions Llc for Fortis Capital Advisors, Llc (registered 2026-05-28)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2026
Advisor changed firm
Mathew Todd Goldberg left Mpwm Advisory Solutions Llc for Manhattan Wealth Management Group (registered 2026-02-02)
Form ADVobserved 6 days ago
Occurred
May 9, 2025
Advisor changed firm
Lee Stennes left Mpwm Advisory Solutions Llc for Afs Wealth Management Llc (registered 2025-06-10)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2024
Team lift-out
2 advisors left Mpwm Advisory Solutions LLC (Albany, NY) for LPL Financial LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 3, 2024
Advisor changed firm
Adam Christopher Knaust left Mpwm Advisory Solutions Llc for Lpl Financial Llc (registered 2024-05-16)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2024
Advisor changed firm
Nicholas Reid Kopff left Mpwm Advisory Solutions Llc for Lpl Financial Llc (registered 2024-05-16)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2024
Advisor changed firm
Agustin Hernandez left Mpwm Advisory Solutions Llc for Lpl Financial Llc (registered 2024-03-15)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2024
Succession filed (Item 4)
Mpwm Advisory Solutions Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2024
Regulatory AUM changed
Mpwm Advisory Solutions Llc reported RAUM $315.7M, up 64% from $192.6M (2023-11-17 to 2024-03-04)
Form ADVobserved 6 days ago
$123M
Occurred
Oct 2, 2023
Team lift-out
3 advisors left Wealthone, LLC (Albany, NY) for Mpwm Advisory Solutions LLC on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Aug 1, 2023
Control person left
Todd Mathew Goldberg (Managing Partner) no longer on Schedule A of Mpwm Advisory Solutions Llc (listed 2023-03-15, absent 2023-08-01)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2023
Control person joined
Steinman Evelyn Perez (Chief Compliance Officer) appeared on Schedule A of Mpwm Advisory Solutions Llc
Form ADVobserved 6 days ago
Occurred
Dec 11, 2013
First Form ADV filing
Mpwm Advisory Solutions Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58cf0903-c975-053d-7965-ab1107da7134
First observed: Dec 11, 2013
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MPWM ADVISORY SOLUTIONS LLC

CRD 169885

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58cf0903-c975-053d-7965-ab1107da7134

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TROY HOWELL HUTCHINSON

n/a

Roswell, GA | ROSWELL, GA | ALPHARETTA, GA

n/a

yes

STEVEN LAURENCE DOUGHERTY

n/a

ALPHARETTA, GA | Alpharetta, GA

n/a

yes

STEVEN JOHN MAYER

n/a

Alpharetta, GA | ALPHARETTA, GA

yes

BRIAN ASHLEY MULLINS

n/a

ALPHARETTA, GA | Oak Ridge, TN

yes

DEREK MAURICE LAWSON

Certified Financial Planner

SUWANEE, GA | Suwanee, GA | ALPHARETTA, GA

yes

ROBERT JAY MILLER

n/a

ALPHARETTA, GA

n/a

yes

Evelyn Steinman Perez

n/a

Alpharetta, GA

n/a

yes

GINETTE MAYER

n/a

Alpharetta, GA | ALPHARETTA, GA

n/a

yes

Ryan Myrick

n/a

Alpharetta, GA

yes

TIFFANY AYMOND KEEFE

n/a

Alpharetta, GA

n/a

yes

JOHN COLE BUFF

n/a

ALBANY, NY

yes

Laura Roesel Brannen

n/a

ALPHARETTA, GA | Alpharetta, GA

yes

PHILIP JOHN PETERSEN

n/a

ALPHARETTA, GA

yes

WES PETERSON

n/a

ALPHARETTA, GA

yes

ADAM ROSS LEVY

n/a

New York, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MAYER, STEVEN, JOHN

MANAGING PARTNER

yes

11/2013

Dec 11, 2013

Dec 23, 2024

Perez, Evelyn, Steinman

CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 13, 2023

Dec 23, 2024

City

State

Country

Employees

Also broker-dealer

Alpharetta

United States

yes

Albany

United States

yes

Roswell

United States

yes

Statesboro

United States

yes

Watkinsville

United States

OAK RIDGE

United States

yes

Suwanee

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$327M

n/a

2024

Mar 27, 2025

$321M

$320M

n/a

2023

Mar 4, 2024

$316M

n/a

2022

Mar 15, 2023

$193M

$192M

n/a

2021

Mar 17, 2022

$218M

n/a

2020

Mar 5, 2021

$171M

n/a

2019

Mar 18, 2020

$125M

n/a

2018

Mar 15, 2019

$68.8M

$68.5M

n/a

2017

Feb 9, 2018

$64.5M

$36.0M

n/a

2016

Mar 10, 2017

$52.7M

$27.8M

n/a

2015

Feb 10, 2016

$47.6M

$22.9M

n/a

2014

Feb 6, 2015

$270M

$19.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

13.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$327M

$321M

2.0%

$193M

19.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jun 3, 2024

May 16, 2024

ALBANY, NY

Team lift out

RIA to ibd

12.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHONE, LLC

Oct 2, 2023

Sep 25, 2023

ALBANY, NY

Team lift out

RIA to RIA

30.0%