DFX Intelligence

B•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B•••••• S••••••••

Advisor at L•• F•••••••• L••

LINCOLN, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 5, 2026	n/a	yes	LINCOLN, NE	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Jan 8, 2024	Jan 8, 2026	no	Omaha, NE\|MINNEAPOLIS, MN\|Omaha, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	L•• F•••••••• L••	Jan 8, 2026	Jan 5, 2026	-3	Firm change	RIA to ibd
P•••• S•••••• • C••	N•••••••• A•••• M•••••••••	Jul 20, 2023	Jan 8, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
14869:665:NE:2019-09-09	Sep 9, 2019	Sep 9, 2019	LINCOLN, NE	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 8, 2024 to Jan 8, 2026factForm ADV
→ P•••• S•••••• • C••Registered adviserregistration: previous registration
Sep 9, 2019 to Jul 20, 2023factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 28, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.