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M•••••• D•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

M•••••• D•••• S•••••

Advisor at S•••••• L••••• • A••••••••• I•••

FERNANDINA BEACH, FL

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Search this name across graphsid dfx:ria:8b7a8463-1553-de57-fb73-0c0c4016d890

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• L••••• • A••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• L••••• • A••••••••• I•••	State registered	Oct 19, 2010	n/a	yes	FERNANDINA BEACH, FL	Current employment
C•••••• C•••••• M••••••••• A•••••••• L••	Independent wealth	Apr 25, 2008	Oct 17, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• A•••••••• L••	S•••••• L••••• • A••••••••• I•••	Oct 17, 2012	Oct 19, 2010	-729	Firm change after gap	Other
L•••••• S•• I••••••••• A•••••••• L•••••	C•••••• C•••••• M••••••••• A•••••••• L••	Aug 4, 2008

Relationships

Registered with (3)

→ S•••••• L••••• • A••••••••• I•••Registered adviserregistration: current employment
Oct 19, 2010 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2008 to Oct 17, 2012factForm ADV
→ L•••••• S•• I••••••••• A•••••••• L•••••Registered adviserregistration: previous registration
Apr 12, 2000 to Aug 4, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b7a8463-1553-de57-fb73-0c0c4016d890
First observed: Apr 12, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.