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RIA / WealthAdvisor27 years in industry

ALFONSO ALBERTO BORRERO

Advisor at BORRERO INVESTMENT MANAGEMENT, LLC

ORLANDO, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 27, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BORRERO INVESTMENT MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 2, 1999
First registration: May 27, 1999
Dual registered: no
Other names: AL BORRERO|ALFONSO ALBERTO BORRERO|AL BORRERO|ALFONSO ALBERTO BORRERO
IAPD individual key: 3204931

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BORRERO INVESTMENT MANAGEMENT, LLC	State registered	Jan 8, 2014	n/a	yes	ORLANDO, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2009	Apr 23, 2014	no	ORLANDO, FL\|SAN DIEGO, CA\|ORLANDO, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 12, 2004	Aug 17, 2009	no	ORLANDO, FL\|ORLANDO, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 27, 1999	Jul 20, 2004	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	BORRERO INVESTMENT MANAGEMENT, LLC	Apr 23, 2014	Jan 8, 2014	-105	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Aug 17, 2009	Aug 21, 2009	4	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jul 20, 2004	Jul 12, 2004	-8	Firm change	Other

Relationships

Registered with (4)

→ BORRERO INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 8, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 21, 2009 to Apr 23, 2014factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 12, 2004 to Aug 17, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 27, 1999 to Jul 20, 2004factForm ADV

Dated events

No dated event names this entity yet.