RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• A•••••• B••••••
- B•••••• I••••••••• M••••••••• L•• state registered currentsince Jan 8, 2014 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedAug 21, 2009 to Apr 23, 2014 · Orlando, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 12, 2004 to Aug 17, 2009 · Orlando, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 27, 1999 to Jul 20, 2004 · Orlando, Fl
- L•• F•••••••• L•• to B•••••• I••••••••• M••••••••• L••left Apr 23, 2014, registered Jan 8, 2014 (-105 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Aug 17, 2009, registered Aug 21, 2009 (4 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 20, 2004, registered Jul 12, 2004 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address