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RIA / WealthAdvisor45 years in industry

PHILIP SARGENT TAYLOR

Advisor at TAYLOR ADVISORY GROUP

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TAYLOR ADVISORY GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 13, 1981
First registration: Nov 21, 2002
Dual registered: no
Other names: PHILLIP SARGENT TAYLOR
IAPD individual key: 1000487

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TAYLOR ADVISORY GROUP	State registered	Jun 7, 2017	n/a	yes	SCOTTSDALE, AZ	Current employment
ONE SOURCE HEALTH & WEALTH MANAGEMENT	Former SEC adviser	Dec 17, 2015	Aug 21, 2017	no	GRANITE BAY, CA	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Jan 23, 2012	Dec 14, 2015	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 1, 2011	Jan 5, 2012	no	PHOENIX, AZ\|PHOENIX, AZ	Previous registration
STONE & YOUNGBERG LLC	Former SEC adviser	Jul 5, 2006	Nov 2, 2011	no	PHOENIX, AZ\|SAN FRANCISCO, CA	Previous registration
QUICK & REILLY, INC.	n/a	Nov 21, 2002	Aug 30, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONE SOURCE HEALTH & WEALTH MANAGEMENT	TAYLOR ADVISORY GROUP	Aug 21, 2017	Jun 7, 2017	-75	Firm change after gap	Other
FIRST FINANCIAL EQUITY CORPORATION	ONE SOURCE HEALTH & WEALTH MANAGEMENT	Dec 14, 2015	Dec 17, 2015	3	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	FIRST FINANCIAL EQUITY CORPORATION	Jan 5, 2012	Jan 23, 2012	18	Firm change	Other
STONE & YOUNGBERG LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Nov 2, 2011	Nov 1, 2011	-1	Channel change	Other
QUICK & REILLY, INC.	STONE & YOUNGBERG LLC	Aug 30, 2004	Jul 5, 2006	674	Firm change after gap	Other

Relationships

Registered with (6)

→ TAYLOR ADVISORY GROUPRegistered adviserregistration: current employment
Jun 7, 2017 to presentfactForm ADV
→ ONE SOURCE HEALTH & WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 17, 2015 to Aug 21, 2017factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Jan 23, 2012 to Dec 14, 2015factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Nov 1, 2011 to Jan 5, 2012factForm ADV
→ STONE & YOUNGBERG LLCRegistered adviserregistration: previous registration
Jul 5, 2006 to Nov 2, 2011factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Nov 21, 2002 to Aug 30, 2004factForm ADV

Dated events

No dated event names this entity yet.