DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• S•••••• T•••••

T••••• A••••••• G••••state registeredScottsdale, AzIA-onlyIAPD 1000487

Feed of 09/14/2026

Also filed as Phillip S•••••• T•••••

At current firm

9 y

since Jun 7, 2017

In the industry

45 y

since Jul 13, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• G•••• state registered current
since Jun 7, 2017 · Scottsdale, Az
O•• S••••• H••••• • W••••• M••••••••• former
Dec 17, 2015 to Aug 21, 2017 · Granite Bay, Ca
F•••• F•••••••• E••••• C••••••••• former
Jan 23, 2012 to Dec 14, 2015 · Scottsdale, Az
S•••••• N••••••• • C••••••• I••••••••• national BD
Nov 1, 2011 to Jan 5, 2012 · Phoenix, Az
S•••• • Y•••••••• L•• former
Jul 5, 2006 to Nov 2, 2011 · Phoenix, Az
Q•••• • R•••••• I••• unclassified
Nov 21, 2002 to Aug 30, 2004 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

O•• S••••• H••••• • W••••• M••••••••• to T••••• A••••••• G••••
left Aug 21, 2017, registered Jun 7, 2017 (-75 days) · Other
F•••• F•••••••• E••••• C••••••••• to O•• S••••• H••••• • W••••• M•••••••••
left Dec 14, 2015, registered Dec 17, 2015 (3 days) · Other
S•••••• N••••••• • C••••••• I••••••••• to F•••• F•••••••• E••••• C•••••••••
left Jan 5, 2012, registered Jan 23, 2012 (18 days) · Other
S•••• • Y•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••
left Nov 2, 2011, registered Nov 1, 2011 (-1 days) · channel change inside one enterprise, not a move
Q•••• • R•••••• I••• to S•••• • Y•••••••• L••
left Aug 30, 2004, registered Jul 5, 2006 (674 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address