DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Philip Sargent Taylor
Feed of 09/14/2026
Also filed as Phillip Sargent Taylor
At current firm
9 y
since Jun 7, 2017
In the industry
45 y
since Jul 13, 1981 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Taylor Advisory Group state registered currentsince Jun 7, 2017 · Scottsdale, Az
- One Source Health & Wealth Management formerDec 17, 2015 to Aug 21, 2017 · Granite Bay, Ca
- First Financial Equity Corporation formerJan 23, 2012 to Dec 14, 2015 · Scottsdale, Az
- Stifel, Nicolaus & Company, Incorporated national BDNov 1, 2011 to Jan 5, 2012 · Phoenix, Az
- Stone & Youngberg LLC formerJul 5, 2006 to Nov 2, 2011 · Phoenix, Az
- Quick & Reilly, Inc. unclassifiedNov 21, 2002 to Aug 30, 2004 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- One Source Health & Wealth Management to Taylor Advisory Groupleft Aug 21, 2017, registered Jun 7, 2017 (-75 days) · Other
- First Financial Equity Corporation to One Source Health & Wealth Managementleft Dec 14, 2015, registered Dec 17, 2015 (3 days) · Other
- Stifel, Nicolaus & Company, Incorporated to First Financial Equity Corporationleft Jan 5, 2012, registered Jan 23, 2012 (18 days) · Other
- Stone & Youngberg LLC to Stifel, Nicolaus & Company, Incorporatedleft Nov 2, 2011, registered Nov 1, 2011 (-1 days) · channel change inside one enterprise, not a move
- Quick & Reilly, Inc. to Stone & Youngberg LLCleft Aug 30, 2004, registered Jul 5, 2006 (674 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address