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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

THOMAS RICHARD KRAABEL

Advisor at OSAIC WEALTH, INC.

Federal Way, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 17, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 22, 1994
First registration: May 17, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 2480508

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Federal Way, WA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 2, 2022	Jan 19, 2024	no	VASHON, WA\|VASHON, WA\|SAN DIEGO, CA	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	May 5, 2022	no	VASHON ISLAND, WA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	May 5, 2022	no	VASHON ISLAND, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jan 2, 2004	Nov 6, 2020	no	VASHON ISLAND, WA\|SEATTLE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 17, 1995	Jan 2, 2004	no	VASHON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	May 5, 2022	Nov 6, 2020	-545	Channel change	Ibd to ibd
ARBOR POINT ADVISORS	WOODBURY FINANCIAL SERVICES, INC.	May 5, 2022	May 2, 2022	-3	Channel change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	KMS FINANCIAL SERVICES, INC	Jan 2, 2004	Jan 2, 2004	0	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 2, 2022 to Jan 19, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to May 5, 2022factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to May 5, 2022factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jan 2, 2004 to Nov 6, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 17, 1995 to Jan 2, 2004factForm ADV

Dated events

No dated event names this entity yet.