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C•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

C•••••••• C•••••• M••••••••• L••

CRD 307737

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Search this name across graphsid dfx:ria:8ba2a279-d6a9-c5e9-914b-25c302f7145a

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Jun 28, 2022 to Apr 1, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.04 institutional_share=0.96 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $224MItem 5.F on the latest filing (2024-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $224M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• A• F••• L•	Hedge Fund	$77.5M	Apr 1, 2024	11	Mar 29, 2021	reported	021-366838
A•••••••• C••••••• S••••••••• • R••••••••• F••• • L•••••••• C••	Other Private Fund	$73.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• I••••••••• H••••••• L••	Member	D	yes	03/2020	Jun 28, 2022	Apr 1, 2024
C••••••••• J••••• A•••••	MANAGING MEMBER	D	yes	03/2020	Jun 28, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$224M	$303M	-26.0%	n/a	n/a	8	13	0	0

Relationships

Advises (3)

→ C•••••••• A• F••• L•Private fundHedge Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ C•• A••••••••• S•••• F•••Private fundOther Private Fund, IA
Jun 28, 2022 to presentfactForm ADV
→ A•••••••• C••••••• S••••••••• • R••••••••• F••• • L•••••••• C••Private fundOther Private Fund, IA
Jun 28, 2022 to presentfactForm ADV

Controls (5)

Dated events

Occurred
Nov 15, 2023
Control person left
Eivind Paul Holthe (Chief Operating Officer) no longer on Schedule A of C•••••••• C•••••• M••••••••• L•• (listed 2023-06-08, absent 2023-11-15)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
C•••••••• C•••••• M••••••••• L•• reported RAUM $302.8M, up 81% from $167.6M (2023-03-06 to 2023-03-31)
Form ADVobserved 7 days ago
$135M
Occurred
Mar 6, 2023
Control person left
Carmine John Siciliano (Chief Executive Officer) no longer on Schedule A of C•••••••• C•••••• M••••••••• L•• (listed 2022-09-20, absent 2023-03-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ba2a279-d6a9-c5e9-914b-25c302f7145a
First observed: Jun 28, 2022
Last observed: Apr 1, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.