DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C•••••••• C•••••• M••••••••• L••
Latest filing Apr 1, 2024
First filing on the tape Jun 28, 2022 · 9 filings
SEC status approved since Jul 27, 2022
RAUM
$224M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$77.5M gross assets
History
9 filings and snapshots on the tape
RAUM$224M as of Apr 1, 2024
Mar 31, 2023$303M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2024
Mar 31, 20230 then
Employees (5.A)8 as of Apr 1, 2024
Mar 31, 202313 then
Private funds1 as of Apr 1, 2024
Mar 31, 20232 then
RAUM -26% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2024; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 96%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $32.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$215M96%
- Pooled investment vehicles$9.5M4.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.3M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.04 institutional_share=0.96 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• A• F••• L• | Hedge Fund | $77.5M | 11 | Mar 29, 2021 |
| A•••••••• C••••••• S••••••••• • R••••••••• F••• • L•••••••• C•• | Other Private Fund | $73.3M | 1 | Jun 28, 2022 |
| C•• A••••••••• S•••• F••• | Other Private Fund | $7.2M | 15 | Jun 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• J••••• A••••• · Chief Executive Officer, Chief Compliance Officercontrolsince 12/2015 · owns less than 5%
- C••••••••• J••••• A••••• · Managing Membercontrolsince 03/2020 · owns 50% to 75% of A••••••••• I••••••••• H••••••• L••
- O••• R•••••••• S•••••• H••••• · Managercontrolsince 03/2020 · owns 25% to 50% of K•••• B••••• L••
- W••••••• C••••••• R•••• · Trusteecontrolsince 03/2020 · owns F of R••• F• W•••••• • C•••••• R• W•••••• L••••• T•••• D•••• F••••••• 8••• 2•••
- W••••••• R•••• F•••• · Trusteecontrolsince 03/2020 · owns F of R••• F• W•••••• • C•••••• R• W•••••• L••••• T•••• D•••• F••••••• 8••• 2•••
- C•••••• P••••••• N•• · Membersince 12/2015 · owns 5% to 10%
Entity owners
- A••••••••• I••••••••• H••••••• L•• · Memberdirect · owns 50% to 75%
- K•••• B••••• L•• · Memberdirect · owns 10% to 25%
- R••• F• W•••••• • C•••••• R• W•••••• L••••• T•••• D•••• F••••••• 8••• 2••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 4Nov 15, 2023 to Apr 1, 2024
- Assets in custody · $77.5M to $32.3MNov 15, 2023 to Apr 1, 2024
- Employees · 13 to 8Nov 15, 2023 to Apr 1, 2024
- HQ city · EL CERRITO to unsetNov 15, 2023 to Apr 1, 2024
- HQ state · CA to unsetNov 15, 2023 to Apr 1, 2024
- Private funds · 2 to 1Nov 15, 2023 to Apr 1, 2024
- Discretionary RAUM · $303M to $224MNov 15, 2023 to Apr 1, 2024
- Pension RAUM · $218M to $215MNov 15, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $84.7M to $9.5MNov 15, 2023 to Apr 1, 2024
- RAUM · $303M to $224MNov 15, 2023 to Apr 1, 2024
- HQ city · NEWPORT BEACH to EL CERRITOJun 8, 2023 to Nov 15, 2023
- Advisory activities · 1 to 2Mar 6, 2023 to Mar 31, 2023
- Pension plan clients · unset to 1.0Mar 6, 2023 to Mar 31, 2023
- Pooled vehicle clients · 3 to 2Mar 6, 2023 to Mar 31, 2023
- Assets in custody · $87.5M to $77.5MMar 6, 2023 to Mar 31, 2023
- Employees · 11 to 13Mar 6, 2023 to Mar 31, 2023
- Other offices · 1 to 0Mar 6, 2023 to Mar 31, 2023
- Private funds · 3 to 2Mar 6, 2023 to Mar 31, 2023
- Discretionary RAUM · $168M to $303MMar 6, 2023 to Mar 31, 2023
- Pension RAUM · unset to 218068735.0Mar 6, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $168M to $84.7MMar 6, 2023 to Mar 31, 2023
- RAUM · $168M to $303MMar 6, 2023 to Mar 31, 2023
- Related bank · false to trueMar 6, 2023 to Mar 31, 2023
Signals
6 dated events
- Eivind Paul Holthe (Chief Operating Officer) no longer on Schedule A of C•••••••• C•••••• M••••••••• L•• (listed 2023-06-08, absent 2023-11-15)Nov 15, 2023 · Control person left · inference
- C•••••••• C•••••• M••••••••• L•• reported RAUM $302.8M, up 81% from $167.6M (2023-03-06 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Carmine John Siciliano (Chief Executive Officer) no longer on Schedule A of C•••••••• C•••••• M••••••••• L•• (listed 2022-09-20, absent 2023-03-06)Mar 6, 2023 · Control person left · inference
- Faulk Ryan Willson (Trustee) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Sep 20, 2022 · Control person joined · fact
- Romar Cynthia Willson (Trustee) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Sep 20, 2022 · Control person joined · fact
- C•••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/creighton-aireportedpublic record, Form ADV, Sep 21, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 415 254-4964reportedpublic record, Form ADV, Apr 1, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026