DFX Intelligence

A••••• Z••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

A••••• Z••••• R•••••

Advisor at A••••••• W••••• M••••••••• L••

DALLAS, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Feb 19, 2025	n/a	yes	DALLAS, TX	Current employment
O•• P•••••••	Former SEC adviser	Aug 29, 2023	Mar 10, 2025	no	Dallas, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• P•••••••	A••••••• W••••• M••••••••• L••	Mar 10, 2025	Feb 19, 2025	-19	Firm change	RIA to RIA
L•• F•••••••• A••••••• L••	O•• P•••••••	Jul 13, 2023	Aug 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
119540:269866:TX:2015-07-22	Jul 22, 2015	Jul 1, 2015	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ O•• P•••••••Registered adviserregistration: previous registration
Aug 29, 2023 to Mar 10, 2025factForm ADV
→ L•• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 17, 2021 to Jul 13, 2023factForm ADV
→ L•••

Dated events

Order

Occurred
10 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Jul 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2013
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.