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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LGT FINANCIAL ADVISORS LLC

CRD 111575

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1b7176c-4a90-90dd-82e9-ac8a318cc453

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 13
On other graphs: 0
Observed: Mar 22, 2013 to Mar 11, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $456MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $456M
Private client RAUM: $413MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $228Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 452
Individual clients: 71
High net worth clients: 63
SEC number: 801-77833
CRD: 111575
Filings on the tape: 33
First filed: Mar 22, 2013
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, TX
Website: lgt-fa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY MILLER BENTLEY	n/a	DALLAS, TX	6	10	n/a	no
JOSHUA DAVID ORTON	Certified Financial Planner	DALLAS, TX	3	15	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Bullman, John, Eric	CHIEF INVESTMENT OFFICER	Na	yes	07/2023	Mar 21, 2024	Mar 21, 2024
CLARK, WILL, S	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Oct 31, 2023	Mar 21, 2024
LANE GORMAN TRUBITT, LLC	MANAGING MEMBER	E	yes	03/2016	Mar 20, 2017	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LANE GORMAN TRUBITT, LLC	n/a	n/a	n/a	Y	yes	n/a
LGT INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$456M	$456M	5	4	0	n/a	n/a
2024	Mar 26, 2025	$359M	$359M	5	4	0	n/a	n/a
2023	Mar 21, 2024	$302M	$302M	6	5	0	n/a	n/a
2022	Mar 29, 2023	$300M	$273M	7	6	0	n/a	n/a
2021	Mar 31, 2022	$253M	$253M	6	5	0	n/a	n/a
2020	Mar 31, 2021	$240M	$239M	6	5	0	n/a	n/a
2019	Mar 30, 2020	$208M	$208M	6	5	0	n/a	n/a
2018	Mar 27, 2019	$186M	$186M	5	4	0	n/a	n/a
2017	Mar 6, 2018	$179M	$179M	6	6	0	n/a	n/a
2016	Mar 20, 2017	$193M	$160M	6	6	n/a	n/a	n/a
2015	Mar 22, 2016	$187M	$155M	6	6	n/a	n/a	n/a
2014	Mar 30, 2015	$187M	$153M	6	6	n/a	n/a	n/a
2013	Mar 6, 2014	$142M	$142M	7	5	n/a	n/a	n/a
2012	Apr 5, 2013	$128M	$128M	7	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$456M	$359M	26.9%	$300M	15.0%	5	5	0	0

Relationships

Registered with (5)

← JOSHUA DAVID ORTONAdvisorregistration: current employment
Jul 25, 2023 to presentfactForm ADV
← JEFFREY MILLER BENTLEYAdvisorregistration: current employment
Dec 20, 2019 to presentfactForm ADV
← WILLIAM HARRIS PURVISAdvisorregistration: previous registration
May 2, 2023 to May 6, 2026factForm ADV
← ALISHA ZIANNE REILLYAdvisorregistration: previous registration
Aug 17, 2021 to Jul 13, 2023factForm ADV
← NORMAN SCOTT GUNNAdvisorregistration: previous registration
Sep 16, 2009 to Jan 3, 2023factForm ADV

Controls (3)

← Bullman, John, EricOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 21, 2024 to Mar 21, 2024factForm ADV
← CLARK, WILL, SOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 31, 2023 to Mar 21, 2024factForm ADV
← LANE GORMAN TRUBITT, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 20, 2017 to Mar 21, 2024factForm ADV

Dated events

Occurred
May 6, 2026
Advisor changed firm
William Harris Purvis left Lgt Financial Advisors Llc for Sowell Management (registered 2026-05-08)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2024
Control person joined
Eric John Bullman (Chief Investment Officer) appeared on Schedule A of Lgt Financial Advisors Llc
Form ADVobserved 6 days ago
Occurred
Oct 31, 2023
Control person left
Stephen Michael Radoff (Chief Compliance Officer) no longer on Schedule A of Lgt Financial Advisors Llc (listed 2023-03-29, absent 2023-10-31)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2023
Control person joined
S Will Clark (Chief Compliance Officer) appeared on Schedule A of Lgt Financial Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jul 13, 2023
Advisor changed firm
Alisha Zianne Reilly left Lgt Financial Advisors Llc for Org Partners (registered 2023-08-29)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Norman Scott Gunn left Lgt Financial Advisors Llc for Lido Advisors (registered 2013-03-28)
Form ADVobserved 6 days ago
Occurred
Nov 7, 2022
Control person left
Scott Norman Gunn (Member And Chief Compliance Officer) no longer on Schedule A of Lgt Financial Advisors Llc (listed 2022-06-13, absent 2022-11-07)
Form ADVobserved 6 days ago
Occurred
Nov 7, 2022
Control person joined
Stephen Michael Radoff (Chief Compliance Officer) appeared on Schedule A of Lgt Financial Advisors Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Allen William Walsh (Officer) no longer on Schedule A of Lgt Financial Advisors Llc (listed 2020-06-30, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
David Richard Trubitt (Officer) no longer on Schedule A of Lgt Financial Advisors Llc (listed 2020-06-30, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Alan Robert Lane (Member) no longer on Schedule A of Lgt Financial Advisors Llc (listed 2019-03-27, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Stephen Michael Radoff (Member) no longer on Schedule A of Lgt Financial Advisors Llc (listed 2019-03-27, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2013
First Form ADV filing
Lgt Financial Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1b7176c-4a90-90dd-82e9-ac8a318cc453
First observed: Mar 22, 2013
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LGT FINANCIAL ADVISORS LLC

CRD 111575

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1b7176c-4a90-90dd-82e9-ac8a318cc453

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY MILLER BENTLEY

n/a

DALLAS, TX

n/a

JOSHUA DAVID ORTON

Certified Financial Planner

DALLAS, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Bullman, John, Eric

CHIEF INVESTMENT OFFICER

yes

07/2023

Mar 21, 2024

CLARK, WILL, S

CHIEF COMPLIANCE OFFICER

yes

10/2023

Oct 31, 2023

Mar 21, 2024

LANE GORMAN TRUBITT, LLC

MANAGING MEMBER

yes

03/2016

Mar 20, 2017

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LANE GORMAN TRUBITT, LLC

n/a

yes

n/a

LGT INSURANCE SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$456M

n/a

2024

Mar 26, 2025

$359M

n/a

2023

Mar 21, 2024

$302M

n/a

2022

Mar 29, 2023

$300M

$273M

n/a

2021

Mar 31, 2022

$253M

n/a

2020

Mar 31, 2021

$240M

$239M

n/a

2019

Mar 30, 2020

$208M

n/a

2018

Mar 27, 2019

$186M

n/a

2017

Mar 6, 2018

$179M

n/a

2016

Mar 20, 2017

$193M

$160M

n/a

2015

Mar 22, 2016

$187M

$155M

n/a

2014

Mar 30, 2015

$187M

$153M

n/a

2013

Mar 6, 2014

$142M

n/a

2012

Apr 5, 2013

$128M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$456M

$359M

26.9%

$300M

15.0%