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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MICHAEL PATRICK MAHONEY

Advisor at SNOWDEN CAPITAL ADVISORS LLC

Wilton Manors, FL | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SNOWDEN CAPITAL ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: May 28, 1999
First registration: Sep 9, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL PATIRCK MAHONEY
IAPD individual key: 3207284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SNOWDEN CAPITAL ADVISORS LLC	Bd affiliated wealth	Nov 4, 2016	n/a	yes	Wilton Manors, FL\|NEW YORK, NY	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 7, 2016	no	Fairfield, CT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 28, 2008	Jun 1, 2009	no	FAIRFIELD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 5, 2005	Dec 2, 2008	no	FAIRFIELD, CT\|FAIRFIELD, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Aug 26, 2005	no	FAIRFIELD, CT	Previous registration
QUICK & REILLY, INC.	n/a	Sep 9, 2002	Oct 20, 2004	no	FAIRFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	SNOWDEN CAPITAL ADVISORS LLC	Nov 7, 2016	Nov 4, 2016	-3	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Dec 2, 2008	Nov 28, 2008	-4	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 26, 2005	Aug 5, 2005	-21	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (6)

→ SNOWDEN CAPITAL ADVISORS LLCRegistered adviserregistration: current employment
Nov 4, 2016 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 7, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 28, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 5, 2005 to Dec 2, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Aug 26, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 9, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.