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Advisor at OSAIC WEALTH, INC.
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 3, 2026 | n/a | yes | San Antonio, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 8, 2024 | Jul 30, 2026 | no | SAN DIEGO, CA|SAN ANTONIO, TX|San Antonio, TX | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | May 1, 2019 | Mar 11, 2024 | no | SAN DIEGO, CA|San Antonio, TX|San Antonio, TX | Previous registration |
| BROADWAY WEALTH SOLUTIONS | Independent wealth | Mar 12, 2018 | Oct 22, 2018 | no | SAN ANTONIO, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 26, 2013 | Jan 30, 2018 | no | SAN ANTONIO, TX | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jun 3, 2013 | Jun 13, 2013 | no | SAN ANTONIO, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Dec 20, 2010 | Oct 25, 2012 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Jul 30, 2026 | Sep 3, 2026 | 35 | Firm change | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | Mar 11, 2024 | Mar 8, 2024 | -3 | Firm change | Ibd to ibd |
| BROADWAY WEALTH SOLUTIONS | CUSO FINANCIAL SERVICES, L.P. | Oct 22, 2018 | May 1, 2019 | 191 | Firm change | RIA to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | BROADWAY WEALTH SOLUTIONS | Jan 30, 2018 | Mar 12, 2018 | 41 | Firm change | Other |
| INVESTMENT PROFESSIONALS, INC. | SECURIAN FINANCIAL SERVICES, INC. | Jun 13, 2013 | Jul 26, 2013 | 43 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | INVESTMENT PROFESSIONALS, INC. | Oct 25, 2012 | Jun 3, 2013 | 221 | Firm change | Other |