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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 17, 2017 | n/a | yes | LAS VEGAS, NV | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 16, 2010 | Aug 7, 2017 | no | LAS VEGAS, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2010 | Apr 16, 2010 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 7, 2017 | Aug 17, 2017 | 10 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Apr 16, 2010 | Apr 16, 2010 | 0 | Channel change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:149018:NV:2017-08-07 | Aug 7, 2017 | Aug 17, 2017 | LAS VEGAS, NV | Firm change |