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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Carleen Marie Dunagan

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Salem, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bc91fc0-053d-3a4e-abfa-bde78872562a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 10, 1990
First registration: Feb 22, 2010
Dual registered: yes, broker-dealer
Other names: CARLEEN MARIE MORRIS
IAPD individual key: 2075716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 19, 2023	n/a	yes	Salem, OR	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Oct 18, 2023	no	SALEM, OR	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Feb 22, 2010	Jan 21, 2014	no	SALEM, OR\|SALEM, OR\|NEWPORT, OR\|DALLAS, OR\|LINCOLN CITY, OR\|KEIZER, OR\|SALEM, OR\|NEWPORT, OR\|SALEM, OR\|MOLALLA, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 18, 2023	Oct 19, 2023	1	Bulk transfer	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other

Relationships

Registered with (3)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Oct 19, 2023 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Oct 18, 2023factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Feb 22, 2010 to Jan 21, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bc91fc0-053d-3a4e-abfa-bde78872562a
First observed: Feb 22, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Carleen Marie Dunagan

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Salem, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bc91fc0-053d-3a4e-abfa-bde78872562a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

Oct 19, 2023

n/a

yes

Salem, OR

Current employment

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Jan 21, 2014

Oct 18, 2023

SALEM, OR

Previous registration

CETERA INVESTMENT SERVICES LLC

Former SEC adviser

Feb 22, 2010

Jan 21, 2014

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA INVESTMENT ADVISERS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 18, 2023

Oct 19, 2023

Bulk transfer

Ibd to ibd

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

Jan 21, 2014

Bulk transfer

Other