DFX Intelligence

J•••• W••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•••• W••••• P•••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

Greenville, SC | RALEIGH, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Jul 15, 2026	n/a	yes	Greenville, SC\|RALEIGH, NC	Current employment
A••••••• I••••••••• A•••••••• L••	Institutional manager	Jul 21, 2021	Sep 12, 2022	no	GREENVILLE, SC\|NEEDHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	F•••• C••••••• I••••••• S•••••••• I•••	Sep 12, 2022	Jul 15, 2026	1,402	Firm change after gap	Other
B••• I••••••••• I••••••••• A•••••••• I•••	A••••••• I••••••••• A•••••••• L••	Dec 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
106156:120632:SC:2020-12-31	Dec 31, 2020	Jul 21, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (4)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Sep 12, 2022factForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2011 to Dec 31, 2020factForm ADV
→ B••• A•••• M••••••••• I•••

Dated events

Order

Occurred
12 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 27, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.