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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

ANDREW PETRALIA

Advisor at OSAIC WEALTH, INC.

NORTH CONWAY, NH | BURLINGTON, VT | ANDOVER, MA

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Search this name across graphsid dfx:ria:8bce08f5-97dc-7c59-6400-5bf867aef154

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 24, 2018
First registration: Jun 21, 2019
Dual registered: yes, broker-dealer
Other names: ANDREW NELSON
IAPD individual key: 6348078

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 24, 2025	n/a	yes	ANDOVER, MA\|NORTH CONWAY, NH\|BURLINGTON, VT	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Nov 6, 2025	no	CLEARWATER, FL\|ST. PETERSBURG, FL\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 2, 2021	Mar 31, 2025	no	MERRIMACK, NH	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Jun 21, 2019	Jul 6, 2021	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	OSAIC WEALTH, INC.	Nov 6, 2025	Nov 24, 2025	18	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
PUTNAM INVESTMENT MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 6, 2021	Sep 2, 2021	58	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Nov 6, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 2, 2021 to Mar 31, 2025factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 21, 2019 to Jul 6, 2021factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
Andrew Petralia left Strategic Advisers Llc for Osaic Wealth, Inc. (registered 2025-11-24)
Form ADVobserved 4 days ago