DFX Intelligence

M•••••••• A•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

M•••••••• A•••• M••••••••• L•

CRD 328999

AUSTIN, TX

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 3
Observed: Dec 20, 2024 to Mar 31, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M•••••••• A•••• M••••••••• L•

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

M•••••••• A•••• M••••••••• L•

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

M•••••••• A•••• M••••••••• L•

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $419M••• Locked
Discretionary RAUM: $227M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••••• H••••••• I• L•	Private Equity Fund	$113M	Mar 31, 2026	1	Nov 15, 2024	reported	021-2043004
M•••••••• H••••••• L••••••• I• L•	Private Equity Fund	$111M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• P••• L••	Partner	D	yes	05/2022	Dec 20, 2024	Dec 20, 2024
M•••••••• A•••• M••••••••• G• L••	GENERAL PARTNER	Na	yes	05/2022	Dec 20, 2024	Dec 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• B•••• I• G• L•	n/a	n/a	n/a	N	yes	n/a
M•••••••• H••••••• I• G• L•	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$419M	$400M	4.7%	n/a	n/a	16	11	0	0

Relationships

Advises (6)

→ M• C••••• B•••• I•••••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ M•••••••• H••••••• L••••••• I• L•Private fundPrivate Equity Fund, IA
Nov 15, 2024 to presentfactForm ADV
→ M• C••••• B•••• P• L••Private fundPrivate Equity Fund, IA
Nov 15, 2024 to presentfactForm ADV
→ M• C••••• B•••• N• L••

Dated events

Order

Occurred
31 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
down $1.2B
Occurred
31 Mar 2026
Private fund first reported
••• Locked
Form ADV
$2.9M
Occurred
14 Jan 2025
Ria registration change
••• Locked
Form ADV
Occurred
20 Dec 2024
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••• R•••••• J•••	CHIEF FINANCIAL OFFICER	Na	yes	06/2023	Dec 20, 2024	Dec 20, 2024
V•••••• R••••••• J••••	MANAGING PARTNER	Na	yes	05/2022	Dec 20, 2024	Dec 20, 2024
V•••••• R••••••• J••••	Member	E	yes	05/2022	Dec 20, 2024	Dec 20, 2024
S••••• E•••• D••••••	CHIEF COMPLIANCE OFFICER	Na	no	05/2024	Dec 20, 2024	Dec 20, 2024