DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• A•••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Dec 20, 2024 · 5 filings
SEC status approved since Jan 21, 2025
RAUM
$419M
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$419M as of Mar 31, 2026
Jan 14, 2025$400M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 14, 20250 then
Employees (5.A)16 as of Mar 31, 2026
Jan 14, 202511 then
Private funds6 as of Mar 31, 2026
Jan 14, 20255 then
RAUM +4.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $69.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$419M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••••• H••••••• I• L• | Private Equity Fund | $103M | 1 | Nov 15, 2024 |
| M•••••••• H••••••• L••••••• I• L• | Private Equity Fund | $101M | 1 | Nov 15, 2024 |
| M• C••••• B•••• N• L•• | Private Equity Fund | $100M | 3 | Nov 15, 2024 |
| M• C••••• B•••• P• L•• | Private Equity Fund | $95.9M | 3 | Nov 15, 2024 |
| M•••••••• B•••• I• L• | Private Equity Fund | $250,000 | 2 | Dec 8, 2023 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• C•••••• R••••• · Partnercontrolsince 05/2022 · owns less than 5%
- T•••••• R•••••• J••• · Chief Financial Officercontrolsince 06/2023 · owns less than 5%
- V•••••• R••••••• J•••• · Managing Partnercontrolsince 05/2022 · owns less than 5%
- S••••••• C•••••• R••••• · Membercontrolsince 05/2022 · owns 75% or more of S•••• M• H••••••• L••
- V•••••• R••••••• J•••• · Membercontrolsince 05/2022 · owns 75% or more of H•••• P••• L••
- S••••• E•••• D•••••• · Chief Compliance Officersince 05/2024 · owns less than 5%
Entity owners
- M•••••••• A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- M•••••••• A•••• M••••••••• H••••••• L• · Owner Of Limited Partnership Interestsdirect · owns 75% or more
- M•••••••• G•••• G• L•• · Partnerdirect · owns less than 5%
- H•••• P••• L•• · Partnerindirect · owns 50% to 75% of M•••••••• G•••• L•
- M•••••••• A•••• M••••••••• G• L•• · General Partnerindirect · owns 75% or more of M•••••••• A•••• M••••••••• G• L••
- M•••••••• G•••• G• L•• · General Partnerindirect · owns F of M•••••••• G•••• L•
- M•••••••• G•••• L• · Partnerindirect · owns 75% or more of M•••••••• A•••• M••••••••• H••••••• L•
- S•••• M• H••••••• L•• · Partnerindirect · owns 25% to 50% of M•••••••• G•••• L•
Related persons
Schedule D 7.A
- M•••••••• B•••• I• G• L•pooled vehicle sponsorn
- M•••••••• H••••••• I• G• L•investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Apr 10, 2025 to Mar 31, 2026
- Advisory employees · 8 to 9Apr 10, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 6Apr 10, 2025 to Mar 31, 2026
- Employees · 11 to 16Apr 10, 2025 to Mar 31, 2026
- Financial planning clients · 0 to Apr 10, 2025 to Mar 31, 2026
- Private funds · 5 to 6Apr 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $204M to $227MApr 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $196M to $192MApr 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $400M to $419MApr 10, 2025 to Mar 31, 2026
- RAUM · $400M to $419MApr 10, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Feb 21, 2025 to Apr 10, 2025
- Private funds · 10 to 5Dec 20, 2024 to Jan 14, 2025
Signals
1 dated events
- M•••••••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)Dec 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•••••••• A•••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- M•••••••• A•••• M••••••••• L• · Private Equityshared crd · organization
- M•••••••• A•••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/moontower-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-922-5111reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026