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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Neptune, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 28, 2023 | n/a | yes | Neptune, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 22, 2015 | Dec 7, 2023 | no | Wall, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 10, 2000 | Apr 23, 2015 | no | FREEHOLD, NJ|FREEHOLD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 7, 2023 | Nov 28, 2023 | -9 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Apr 23, 2015 | Apr 22, 2015 | -1 | Firm change | Wirehouse to wirehouse |